7 U.S.C. § 12a
Registration of commodity dealers and associated persons; regulation of registered entities
Registration of commodity dealers and associated persons; regulation of registered entities
Search
Search by citation or keyword across the current edition within Title 7.
Registration of commodity dealers and associated persons; regulation of registered entities
Registration of commodity dealers and associated persons; regulation of registered entities
Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts