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20 results 78-c3
Scoped to Title 15
Title 15 Title 15 / Section 633

15 U.S.C. § 633

Small Business Administration

Chapter 14A AID TO SMALL BUSINESS

Small Business Administration

Title 15 Title 15 / Section 636

15 U.S.C. § 636

Additional powers

Chapter 14A AID TO SMALL BUSINESS

Additional powers

Title 15 Title 15 / Section 637

15 U.S.C. § 637

Additional powers

Chapter 14A AID TO SMALL BUSINESS

Additional powers

Title 15 Title 15 / Section 657b

15 U.S.C. § 657b

Veterans programs

Chapter 14A AID TO SMALL BUSINESS

Veterans programs

Title 15 Title 15 / Section 682

15 U.S.C. § 682

Capital requirements

Subchapter III INVESTMENT DIVISION PROGRAMS / Part A Small Business Investment Companies

Capital requirements

Title 15 Title 15 / Section 683

15 U.S.C. § 683

Borrowing operations

Subchapter III INVESTMENT DIVISION PROGRAMS / Part A Small Business Investment Companies

Borrowing operations

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 78c–3

15 U.S.C. § 78c–3

Clearing for security-based swaps

Chapter 2B SECURITIES EXCHANGES

Clearing for security-based swaps

Title 15 Title 15 / Section 78c–4

15 U.S.C. § 78c–4

Security-based swap execution facilities

Chapter 2B SECURITIES EXCHANGES

Security-based swap execution facilities

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 78mm

15 U.S.C. § 78mm

General exemptive authority

Chapter 2B SECURITIES EXCHANGES

General exemptive authority

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8344

15 U.S.C. § 8344

Other authority

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Other authority

Title 15 Title 15 / Section 78m–1

15 U.S.C. § 78m–1

Reporting and recordkeeping for certain security-based swaps

Chapter 2B SECURITIES EXCHANGES

Reporting and recordkeeping for certain security-based swaps

Title 15 Title 15 / Section 8302

15 U.S.C. § 8302

Review of regulatory authority

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Review of regulatory authority

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 78m

15 U.S.C. § 78m

Periodical and other reports

Chapter 2B SECURITIES EXCHANGES

Periodical and other reports

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