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20 results 78c-4
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78c–4

15 U.S.C. § 78c–4

Security-based swap execution facilities

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78C-4

Title 15 Title 15 / Section 78c–3

15 U.S.C. § 78c–3

Clearing for security-based swaps

Chapter 2B SECURITIES EXCHANGES

Clearing for security-based swaps

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 7201

15 U.S.C. § 7201

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY

Definitions

Title 15 Title 15 / Section 7220

15 U.S.C. § 7220

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter I PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD

Definitions

Title 15 Title 15 / Section 661

15 U.S.C. § 661

Congressional declaration of policy

Chapter 14B SMALL BUSINESS INVESTMENT PROGRAM / Subchapter I GENERAL PROVISIONS

Congressional declaration of policy

Title 15 Title 15 / Section 7246

15 U.S.C. § 7246

Fair funds for investors

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter III CORPORATE RESPONSIBILITY

Fair funds for investors

Title 15 Title 15 / Section 77s

15 U.S.C. § 77s

Special powers of Commission

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Special powers of Commission

Title 15 Title 15 / Section 78l

15 U.S.C. § 78l

Registration requirements for securities

Chapter 2B SECURITIES EXCHANGES

Registration requirements for securities

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 80b–4

15 U.S.C. § 80b–4

Reports by investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Reports by investment advisers

Title 15 Title 15 / Section 78c–1

15 U.S.C. § 78c–1

Swap agreements

Chapter 2B SECURITIES EXCHANGES

Swap agreements

Title 15 Title 15 / Section 78c–5

15 U.S.C. § 78c–5

Segregation of assets held as collateral in security-based swap transactions

Chapter 2B SECURITIES EXCHANGES

Segregation of assets held as collateral in security-based swap transactions

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 77b–1

15 U.S.C. § 77b–1

Swap agreements

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Swap agreements

Title 15 Title 15 / Section 77d–1

15 U.S.C. § 77d–1

Requirements with respect to certain small transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Requirements with respect to certain small transactions

Title 15 Title 15 / Section 9041

15 U.S.C. § 9041

Definitions

Subchapter III ECONOMIC STABILIZATION AND ASSISTANCE TO SEVERELY DISTRESSED SECTORS OF THE UNITED STATES ECONOMY / Part A Coronavirus Economic Stabilization

Definitions

Title 15 Title 15 / Section 6827

15 U.S.C. § 6827

Definitions

Chapter 94 PRIVACY / Subchapter II FRAUDULENT ACCESS TO FINANCIAL INFORMATION

Definitions

Title 15 Title 15 / Section 7262

15 U.S.C. § 7262

Management assessment of internal controls

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter IV ENHANCED FINANCIAL DISCLOSURES

Management assessment of internal controls