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20 results 78d-8
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78d–8

15 U.S.C. § 78d–8

Annual financial controls audit

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78D-8

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78d–9

15 U.S.C. § 78d–9

Report on oversight of national securities associations

Chapter 2B SECURITIES EXCHANGES

Report on oversight of national securities associations

Title 15 Title 15 / Section 78d

15 U.S.C. § 78d

Securities and Exchange Commission

Chapter 2B SECURITIES EXCHANGES

Securities and Exchange Commission

Title 15 Title 15 / Section 80a–8

15 U.S.C. § 80a–8

Registration of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of investment companies

Title 15 Title 15 / Section 80b–8

15 U.S.C. § 80b–8

General prohibitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

General prohibitions

Title 15 Title 15 / Section 80b–18

15 U.S.C. § 80b–18

Hiring and leasing authority of Commission

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Hiring and leasing authority of Commission

Title 15 Title 15 / Section 80a–45

15 U.S.C. § 80a–45

Reports by Commission; hiring and leasing authority

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Reports by Commission; hiring and leasing authority

Title 15 Title 15 / Section 80a–7

15 U.S.C. § 80a–7

Transactions by unregistered investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Transactions by unregistered investment companies

Title 15 Title 15 / Section 80b–1

15 U.S.C. § 80b–1

Findings

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Findings

Title 15 Title 15 / Section 77aa

15 U.S.C. § 77aa

Schedule of information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Schedule of information required in registration statement

Title 15 Title 15 / Section 77ccc

15 U.S.C. § 77ccc

Definitions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Definitions

Title 15 Title 15 / Section 77ddd

15 U.S.C. § 77ddd

Exempted securities and transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Exempted securities and transactions

Title 15 Title 15 / Section 77eee

15 U.S.C. § 77eee

Securities required to be registered under Securities Act

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Securities required to be registered under Securities Act

Title 15 Title 15 / Section 77mmm

15 U.S.C. § 77mmm

Reports by indenture trustee

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Reports by indenture trustee

Title 15 Title 15 / Section 78f

15 U.S.C. § 78f

National securities exchanges

Chapter 2B SECURITIES EXCHANGES

National securities exchanges

Title 15 Title 15 / Section 78h

15 U.S.C. § 78h

Restrictions on borrowing and lending by members, brokers, and dealers

Chapter 2B SECURITIES EXCHANGES

Restrictions on borrowing and lending by members, brokers, and dealers

Title 15 Title 15 / Section 78x

15 U.S.C. § 78x

Public availability of information

Chapter 2B SECURITIES EXCHANGES

Public availability of information

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–24

15 U.S.C. § 80a–24

Registration of securities under Securities Act of 1933

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of securities under Securities Act of 1933