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20 results 78j-1
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78j–1

15 U.S.C. § 78j–1

Audit requirements

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78J-1

Title 15 Title 15 / Section 77z–1

15 U.S.C. § 77z–1

Private securities litigation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Private securities litigation

Title 15 Title 15 / Section 7233

15 U.S.C. § 7233

Commission authority

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter II AUDITOR INDEPENDENCE

Commission authority

Title 15 Title 15 / Section 7231

15 U.S.C. § 7231

Exemption authority

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter II AUDITOR INDEPENDENCE

Exemption authority

Title 15 Title 15 / Section 77l

15 U.S.C. § 77l

Civil liabilities arising in connection with prospectuses and communications

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Civil liabilities arising in connection with prospectuses and communications

Title 15 Title 15 / Section 78oo

15 U.S.C. § 78oo

Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks

Chapter 2B SECURITIES EXCHANGES

Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 78u–4

15 U.S.C. § 78u–4

Private securities litigation

Chapter 2B SECURITIES EXCHANGES

Private securities litigation

Title 15 Title 15 / Section 78u–6

15 U.S.C. § 78u–6

Securities whistleblower incentives and protection

Chapter 2B SECURITIES EXCHANGES

Securities whistleblower incentives and protection

Title 15 Title 15 / Section 7201

15 U.S.C. § 7201

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY

Definitions

Title 15 Title 15 / Section 7213

15 U.S.C. § 7213

Auditing, quality control, and independence standards and rules

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter I PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD

Auditing, quality control, and independence standards and rules

Title 15 Title 15 / Section 7220

15 U.S.C. § 7220

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter I PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD

Definitions

Title 15 Title 15 / Section 77z–2

15 U.S.C. § 77z–2

Application of safe harbor for forward-looking statements

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78u–5

15 U.S.C. § 78u–5

Application of safe harbor for forward-looking statements

Chapter 2B SECURITIES EXCHANGES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 77k

15 U.S.C. § 77k

Civil liabilities on account of false registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Civil liabilities on account of false registration statement

Title 15 Title 15 / Section 78l

15 U.S.C. § 78l

Registration requirements for securities

Chapter 2B SECURITIES EXCHANGES

Registration requirements for securities

Title 15 Title 15 / Section 78nn

15 U.S.C. § 78nn

Tennessee Valley Authority

Chapter 2B SECURITIES EXCHANGES

Tennessee Valley Authority

Title 15 Title 15 / Section 78t

15 U.S.C. § 78t

Liability of controlling persons and persons who aid and abet violations

Chapter 2B SECURITIES EXCHANGES

Liability of controlling persons and persons who aid and abet violations