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20 results 78j-2
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78j–2

15 U.S.C. § 78j–2

Position limits and position accountability for security-based swaps and large trader reporting

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78J-2

Title 15 Title 15 / Section 78mm

15 U.S.C. § 78mm

General exemptive authority

Chapter 2B SECURITIES EXCHANGES

General exemptive authority

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8344

15 U.S.C. § 8344

Other authority

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Other authority

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions

Title 15 Title 15 / Section 8302

15 U.S.C. § 8302

Review of regulatory authority

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Review of regulatory authority

Title 15 Title 15 / Section 78j

15 U.S.C. § 78j

Manipulative and deceptive devices

Chapter 2B SECURITIES EXCHANGES

Manipulative and deceptive devices

Title 15 Title 15 / Section 78j–1

15 U.S.C. § 78j–1

Audit requirements

Chapter 2B SECURITIES EXCHANGES

Audit requirements

Title 15 Title 15 / Section 78j–3

15 U.S.C. § 78j–3

Compensation committees

Chapter 2B SECURITIES EXCHANGES

Compensation committees

Title 15 Title 15 / Section 78j–4

15 U.S.C. § 78j–4

Recovery of erroneously awarded compensation policy

Chapter 2B SECURITIES EXCHANGES

Recovery of erroneously awarded compensation policy

Title 15 Title 15 / Section 77z–2

15 U.S.C. § 77z–2

Application of safe harbor for forward-looking statements

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 78aa–1

15 U.S.C. § 78aa–1

Special provision relating to statute of limitations on private causes of action

Chapter 2B SECURITIES EXCHANGES

Special provision relating to statute of limitations on private causes of action

Title 15 Title 15 / Section 78k

15 U.S.C. § 78k

Trading by members of exchanges, brokers, and dealers

Chapter 2B SECURITIES EXCHANGES

Trading by members of exchanges, brokers, and dealers

Title 15 Title 15 / Section 78oo

15 U.S.C. § 78oo

Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks

Chapter 2B SECURITIES EXCHANGES

Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks

Title 15 Title 15 / Section 78hh

15 U.S.C. § 78hh

Effective date

Chapter 2B SECURITIES EXCHANGES

Effective date

Title 15 Title 15 / Section 78nn

15 U.S.C. § 78nn

Tennessee Valley Authority

Chapter 2B SECURITIES EXCHANGES

Tennessee Valley Authority

Title 15 Title 15 / Section 78t

15 U.S.C. § 78t

Liability of controlling persons and persons who aid and abet violations

Chapter 2B SECURITIES EXCHANGES

Liability of controlling persons and persons who aid and abet violations