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20 results 78j-3
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78j–3

15 U.S.C. § 78j–3

Compensation committees

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78J-3

Title 15 Title 15 / Section 78j–1

15 U.S.C. § 78j–1

Audit requirements

Chapter 2B SECURITIES EXCHANGES

Audit requirements

Title 15 Title 15 / Section 78j–4

15 U.S.C. § 78j–4

Recovery of erroneously awarded compensation policy

Chapter 2B SECURITIES EXCHANGES

Recovery of erroneously awarded compensation policy

Title 15 Title 15 / Section 78j

15 U.S.C. § 78j

Manipulative and deceptive devices

Chapter 2B SECURITIES EXCHANGES

Manipulative and deceptive devices

Title 15 Title 15 / Section 78u–3

15 U.S.C. § 78u–3

Cease-and-desist proceedings

Chapter 2B SECURITIES EXCHANGES

Cease-and-desist proceedings

Title 15 Title 15 / Section 78oo

15 U.S.C. § 78oo

Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks

Chapter 2B SECURITIES EXCHANGES

Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 7201

15 U.S.C. § 7201

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY

Definitions

Title 15 Title 15 / Section 7213

15 U.S.C. § 7213

Auditing, quality control, and independence standards and rules

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter I PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD

Auditing, quality control, and independence standards and rules

Title 15 Title 15 / Section 77k

15 U.S.C. § 77k

Civil liabilities on account of false registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Civil liabilities on account of false registration statement

Title 15 Title 15 / Section 77z–2

15 U.S.C. § 77z–2

Application of safe harbor for forward-looking statements

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 78k

15 U.S.C. § 78k

Trading by members of exchanges, brokers, and dealers

Chapter 2B SECURITIES EXCHANGES

Trading by members of exchanges, brokers, and dealers

Title 15 Title 15 / Section 78nn

15 U.S.C. § 78nn

Tennessee Valley Authority

Chapter 2B SECURITIES EXCHANGES

Tennessee Valley Authority

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 78t

15 U.S.C. § 78t

Liability of controlling persons and persons who aid and abet violations

Chapter 2B SECURITIES EXCHANGES

Liability of controlling persons and persons who aid and abet violations

Title 15 Title 15 / Section 78u–5

15 U.S.C. § 78u–5

Application of safe harbor for forward-looking statements

Chapter 2B SECURITIES EXCHANGES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 78u–6

15 U.S.C. § 78u–6

Securities whistleblower incentives and protection

Chapter 2B SECURITIES EXCHANGES

Securities whistleblower incentives and protection

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8344

15 U.S.C. § 8344

Other authority

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Other authority

Title 15 Title 15 / Section 7220

15 U.S.C. § 7220

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter I PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD

Definitions