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13 results 78k-1
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78k–1

15 U.S.C. § 78k–1

National market system for securities; securities information processors

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78K-1

Title 15 Title 15 / Section 78n

15 U.S.C. § 78n

Proxies

Chapter 2B SECURITIES EXCHANGES

Proxies

Title 15 Title 15 / Section 77r

15 U.S.C. § 77r

Exemption from State regulation of securities offerings

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exemption from State regulation of securities offerings

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78y

15 U.S.C. § 78y

Court review of orders and rules

Chapter 2B SECURITIES EXCHANGES

Court review of orders and rules

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 78k

15 U.S.C. § 78k

Trading by members of exchanges, brokers, and dealers

Chapter 2B SECURITIES EXCHANGES

Trading by members of exchanges, brokers, and dealers

Title 15 Title 15 / Section 78aaa

15 U.S.C. § 78aaa

Short title

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

Short title

Title 15 Title 15 / Section 78hh

15 U.S.C. § 78hh

Effective date

Chapter 2B SECURITIES EXCHANGES

Effective date

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78f

15 U.S.C. § 78f

National securities exchanges

Chapter 2B SECURITIES EXCHANGES

National securities exchanges