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20 results 78l-1
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78l–1

15 U.S.C. § 78l–1

Applications for unlisted trading privileges deemed filed under section 78l of this title

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78L-1

Title 15 Title 15 / Section 78hh–1

15 U.S.C. § 78hh–1

Effective date of certain sections

Chapter 2B SECURITIES EXCHANGES

Effective date of certain sections

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78o–2

15 U.S.C. § 78o–2

Liabilities arising prior to amendment unaffected

Chapter 2B SECURITIES EXCHANGES

Liabilities arising prior to amendment unaffected

Title 15 Title 15 / Section 78u–1

15 U.S.C. § 78u–1

Civil penalties for insider trading

Chapter 2B SECURITIES EXCHANGES

Civil penalties for insider trading

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78dd–1

15 U.S.C. § 78dd–1

Prohibited foreign trade practices by issuers

Chapter 2B SECURITIES EXCHANGES

Prohibited foreign trade practices by issuers

Title 15 Title 15 / Section 78l

15 U.S.C. § 78l

Registration requirements for securities

Chapter 2B SECURITIES EXCHANGES

Registration requirements for securities

Title 15 Title 15 / Section 78d–1

15 U.S.C. § 78d–1

Delegation of functions by Commission

Chapter 2B SECURITIES EXCHANGES

Delegation of functions by Commission

Title 15 Title 15 / Section 77h–1

15 U.S.C. § 77h–1

Cease-and-desist proceedings

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Cease-and-desist proceedings

Title 15 Title 15 / Section 78j–1

15 U.S.C. § 78j–1

Audit requirements

Chapter 2B SECURITIES EXCHANGES

Audit requirements

Title 15 Title 15 / Section 78k–1

15 U.S.C. § 78k–1

National market system for securities; securities information processors

Chapter 2B SECURITIES EXCHANGES

National market system for securities; securities information processors

Title 15 Title 15 / Section 78q–1

15 U.S.C. § 78q–1

National system for clearance and settlement of securities transactions

Chapter 2B SECURITIES EXCHANGES

National system for clearance and settlement of securities transactions

Title 15 Title 15 / Section 78hh

15 U.S.C. § 78hh

Effective date

Chapter 2B SECURITIES EXCHANGES

Effective date

Title 15 Title 15 / Section 78n

15 U.S.C. § 78n

Proxies

Chapter 2B SECURITIES EXCHANGES

Proxies

Title 15 Title 15 / Section 3904

15 U.S.C. § 3904

Securities laws

Chapter 65 LIABILITY RISK RETENTION

Securities laws

Title 15 Title 15 / Section 78m

15 U.S.C. § 78m

Periodical and other reports

Chapter 2B SECURITIES EXCHANGES

Periodical and other reports

Title 15 Title 15 / Section 78p

15 U.S.C. § 78p

Directors, officers, and principal stockholders

Chapter 2B SECURITIES EXCHANGES

Directors, officers, and principal stockholders

Title 15 Title 15 / Section 7201

15 U.S.C. § 7201

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY

Definitions

Title 15 Title 15 / Section 78c–3

15 U.S.C. § 78c–3

Clearing for security-based swaps

Chapter 2B SECURITIES EXCHANGES

Clearing for security-based swaps