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20 results 78m-1
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78m–1

15 U.S.C. § 78m–1

Reporting and recordkeeping for certain security-based swaps

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78M-1

Title 15 Title 15 / Section 78mm

15 U.S.C. § 78mm

General exemptive authority

Chapter 2B SECURITIES EXCHANGES

General exemptive authority

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 8302

15 U.S.C. § 8302

Review of regulatory authority

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Review of regulatory authority

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8344

15 U.S.C. § 8344

Other authority

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Other authority

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions

Title 15 Title 15 / Section 78m

15 U.S.C. § 78m

Periodical and other reports

Chapter 2B SECURITIES EXCHANGES

Periodical and other reports

Title 15 Title 15 / Section 78m–2

15 U.S.C. § 78m–2

Reporting requirements regarding coal or other mine safety

Chapter 2B SECURITIES EXCHANGES

Reporting requirements regarding coal or other mine safety

Title 15 Title 15 / Section 78n–1

15 U.S.C. § 78n–1

Shareholder approval of executive compensation

Chapter 2B SECURITIES EXCHANGES

Shareholder approval of executive compensation

Title 15 Title 15 / Section 77d–1

15 U.S.C. § 77d–1

Requirements with respect to certain small transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Requirements with respect to certain small transactions

Title 15 Title 15 / Section 78j–1

15 U.S.C. § 78j–1

Audit requirements

Chapter 2B SECURITIES EXCHANGES

Audit requirements

Title 15 Title 15 / Section 7262

15 U.S.C. § 7262

Management assessment of internal controls

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter IV ENHANCED FINANCIAL DISCLOSURES

Management assessment of internal controls

Title 15 Title 15 / Section 77z–2

15 U.S.C. § 77z–2

Application of safe harbor for forward-looking statements

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 78hh

15 U.S.C. § 78hh

Effective date

Chapter 2B SECURITIES EXCHANGES

Effective date

Title 15 Title 15 / Section 78u–5

15 U.S.C. § 78u–5

Application of safe harbor for forward-looking statements

Chapter 2B SECURITIES EXCHANGES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 7241

15 U.S.C. § 7241

Corporate responsibility for financial reports

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter III CORPORATE RESPONSIBILITY

Corporate responsibility for financial reports