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13 results 78ma
Scoped to Title 15
Title 15 Title 15 / Section 78m–2

15 U.S.C. § 78m–2

Reporting requirements regarding coal or other mine safety

Chapter 2B SECURITIES EXCHANGES

Reporting requirements regarding coal or other mine safety

Title 15 Title 15 / Section 78u–5

15 U.S.C. § 78u–5

Application of safe harbor for forward-looking statements

Chapter 2B SECURITIES EXCHANGES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 7262

15 U.S.C. § 7262

Management assessment of internal controls

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter IV ENHANCED FINANCIAL DISCLOSURES

Management assessment of internal controls

Title 15 Title 15 / Section 7264

15 U.S.C. § 7264

Code of ethics for senior financial officers

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter IV ENHANCED FINANCIAL DISCLOSURES

Code of ethics for senior financial officers

Title 15 Title 15 / Section 7266

15 U.S.C. § 7266

Enhanced review of periodic disclosures by issuers

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter IV ENHANCED FINANCIAL DISCLOSURES

Enhanced review of periodic disclosures by issuers

Title 15 Title 15 / Section 77z–2

15 U.S.C. § 77z–2

Application of safe harbor for forward-looking statements

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 7241

15 U.S.C. § 7241

Corporate responsibility for financial reports

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter III CORPORATE RESPONSIBILITY

Corporate responsibility for financial reports

Title 15 Title 15 / Section 7265

15 U.S.C. § 7265

Disclosure of audit committee financial expert

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter IV ENHANCED FINANCIAL DISCLOSURES

Disclosure of audit committee financial expert

Title 15 Title 15 / Section 80a–29

15 U.S.C. § 80a–29

Reports and financial statements of investment companies and affiliated persons

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Reports and financial statements of investment companies and affiliated persons

Title 15 Title 15 / Section 80a–60

15 U.S.C. § 80a–60

Capital structure

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Capital structure

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78j–1

15 U.S.C. § 78j–1

Audit requirements

Chapter 2B SECURITIES EXCHANGES

Audit requirements

Title 15 Title 15 / Section 80a–53

15 U.S.C. § 80a–53

Election to be regulated as business development company

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Election to be regulated as business development company