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20 results 78o-4
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78O-4

Title 15 Title 15 / Section 78o–4a

15 U.S.C. § 78o–4a

Commission Office of Municipal Securities

Chapter 2B SECURITIES EXCHANGES

Commission Office of Municipal Securities

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 77s

15 U.S.C. § 77s

Special powers of Commission

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Special powers of Commission

Title 15 Title 15 / Section 78o–7

15 U.S.C. § 78o–7

Registration of nationally recognized statistical rating organizations

Chapter 2B SECURITIES EXCHANGES

Registration of nationally recognized statistical rating organizations

Title 15 Title 15 / Section 78u–5

15 U.S.C. § 78u–5

Application of safe harbor for forward-looking statements

Chapter 2B SECURITIES EXCHANGES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 77z–2

15 U.S.C. § 77z–2

Application of safe harbor for forward-looking statements

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 78s

15 U.S.C. § 78s

Registration, responsibilities, and oversight of self-regulatory organizations

Chapter 2B SECURITIES EXCHANGES

Registration, responsibilities, and oversight of self-regulatory organizations

Title 15 Title 15 / Section 78o–11

15 U.S.C. § 78o–11

Credit risk retention

Chapter 2B SECURITIES EXCHANGES

Credit risk retention

Title 15 Title 15 / Section 78fff–4

15 U.S.C. § 78fff–4

Direct payment procedure

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

Direct payment procedure

Title 15 Title 15 / Section 78o–1

15 U.S.C. § 78o–1

Brokers deemed to be registered

Chapter 2B SECURITIES EXCHANGES

Brokers deemed to be registered

Title 15 Title 15 / Section 78o–2

15 U.S.C. § 78o–2

Liabilities arising prior to amendment unaffected

Chapter 2B SECURITIES EXCHANGES

Liabilities arising prior to amendment unaffected

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 78o–6

15 U.S.C. § 78o–6

Securities analysts and research reports

Chapter 2B SECURITIES EXCHANGES

Securities analysts and research reports