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20 results 78o-7
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78o–7

15 U.S.C. § 78o–7

Registration of nationally recognized statistical rating organizations

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78O-7

Title 15 Title 15 / Section 78o–9

15 U.S.C. § 78o–9

Study and rulemaking on assigned credit ratings

Chapter 2B SECURITIES EXCHANGES

Study and rulemaking on assigned credit ratings

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 78o–1

15 U.S.C. § 78o–1

Brokers deemed to be registered

Chapter 2B SECURITIES EXCHANGES

Brokers deemed to be registered

Title 15 Title 15 / Section 78o–2

15 U.S.C. § 78o–2

Liabilities arising prior to amendment unaffected

Chapter 2B SECURITIES EXCHANGES

Liabilities arising prior to amendment unaffected

Title 15 Title 15 / Section 78o–4a

15 U.S.C. § 78o–4a

Commission Office of Municipal Securities

Chapter 2B SECURITIES EXCHANGES

Commission Office of Municipal Securities

Title 15 Title 15 / Section 78o–6

15 U.S.C. § 78o–6

Securities analysts and research reports

Chapter 2B SECURITIES EXCHANGES

Securities analysts and research reports

Title 15 Title 15 / Section 78o–8

15 U.S.C. § 78o–8

Universal ratings symbols

Chapter 2B SECURITIES EXCHANGES

Universal ratings symbols

Title 15 Title 15 / Section 78o–11

15 U.S.C. § 78o–11

Credit risk retention

Chapter 2B SECURITIES EXCHANGES

Credit risk retention

Title 15 Title 15 / Section 78dd–1

15 U.S.C. § 78dd–1

Prohibited foreign trade practices by issuers

Chapter 2B SECURITIES EXCHANGES

Prohibited foreign trade practices by issuers

Title 15 Title 15 / Section 78m–2

15 U.S.C. § 78m–2

Reporting requirements regarding coal or other mine safety

Chapter 2B SECURITIES EXCHANGES

Reporting requirements regarding coal or other mine safety

Title 15 Title 15 / Section 78hh–1

15 U.S.C. § 78hh–1

Effective date of certain sections

Chapter 2B SECURITIES EXCHANGES

Effective date of certain sections