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20 results 78o-8
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Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78o–8

15 U.S.C. § 78o–8

Universal ratings symbols

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78O-8

Title 15 Title 15 / Section 78o–7

15 U.S.C. § 78o–7

Registration of nationally recognized statistical rating organizations

Chapter 2B SECURITIES EXCHANGES

Registration of nationally recognized statistical rating organizations

Title 15 Title 15 / Section 80a–22

15 U.S.C. § 80a–22

Distribution, redemption, and repurchase of securities; regulations by securities associations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Distribution, redemption, and repurchase of securities; regulations by securities associations

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 80a–8

15 U.S.C. § 80a–8

Registration of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of investment companies

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions

Title 15 Title 15 / Section 8321

15 U.S.C. § 8321

Authority to define terms

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part B Regulation of Swap Markets

Authority to define terms

Title 15 Title 15 / Section 8324

15 U.S.C. § 8324

Savings clause

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part B Regulation of Swap Markets

Savings clause

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 78o–9

15 U.S.C. § 78o–9

Study and rulemaking on assigned credit ratings

Chapter 2B SECURITIES EXCHANGES

Study and rulemaking on assigned credit ratings

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 80a–23

15 U.S.C. § 80a–23

Closed-end companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Closed-end companies

Title 15 Title 15 / Section 80a–29

15 U.S.C. § 80a–29

Reports and financial statements of investment companies and affiliated persons

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Reports and financial statements of investment companies and affiliated persons

Title 15 Title 15 / Section 80a–60

15 U.S.C. § 80a–60

Capital structure

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Capital structure

Title 15 Title 15 / Section 80b–4a

15 U.S.C. § 80b–4a

Prevention of misuse of nonpublic information

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Prevention of misuse of nonpublic information

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause