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20 results 78o-8
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Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78o–8

15 U.S.C. § 78o–8

Universal ratings symbols

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78O-8

Title 15 Title 15 / Section 78o–7

15 U.S.C. § 78o–7

Registration of nationally recognized statistical rating organizations

Chapter 2B SECURITIES EXCHANGES

Registration of nationally recognized statistical rating organizations

Title 15 Title 15 / Section 80a–22

15 U.S.C. § 80a–22

Distribution, redemption, and repurchase of securities; regulations by securities associations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Distribution, redemption, and repurchase of securities; regulations by securities associations

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 80a–8

15 U.S.C. § 80a–8

Registration of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of investment companies

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 7264

15 U.S.C. § 7264

Code of ethics for senior financial officers

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter IV ENHANCED FINANCIAL DISCLOSURES

Code of ethics for senior financial officers

Title 15 Title 15 / Section 78m–2

15 U.S.C. § 78m–2

Reporting requirements regarding coal or other mine safety

Chapter 2B SECURITIES EXCHANGES

Reporting requirements regarding coal or other mine safety

Title 15 Title 15 / Section 78d–9

15 U.S.C. § 78d–9

Report on oversight of national securities associations

Chapter 2B SECURITIES EXCHANGES

Report on oversight of national securities associations

Title 15 Title 15 / Section 78dd–1

15 U.S.C. § 78dd–1

Prohibited foreign trade practices by issuers

Chapter 2B SECURITIES EXCHANGES

Prohibited foreign trade practices by issuers

Title 15 Title 15 / Section 78s

15 U.S.C. § 78s

Registration, responsibilities, and oversight of self-regulatory organizations

Chapter 2B SECURITIES EXCHANGES

Registration, responsibilities, and oversight of self-regulatory organizations

Title 15 Title 15 / Section 78ccc

15 U.S.C. § 78ccc

Securities Investor Protection Corporation

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

Securities Investor Protection Corporation

Title 15 Title 15 / Section 7201

15 U.S.C. § 7201

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY

Definitions

Title 15 Title 15 / Section 77nnn

15 U.S.C. § 77nnn

Reports by obligor; evidence of compliance with indenture provisions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Reports by obligor; evidence of compliance with indenture provisions

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions

Title 15 Title 15 / Section 8321

15 U.S.C. § 8321

Authority to define terms

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part B Regulation of Swap Markets

Authority to define terms

Title 15 Title 15 / Section 8324

15 U.S.C. § 8324

Savings clause

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part B Regulation of Swap Markets

Savings clause

Title 15 Title 15 / Section 78u–1

15 U.S.C. § 78u–1

Civil penalties for insider trading

Chapter 2B SECURITIES EXCHANGES

Civil penalties for insider trading