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20 results 78o-9
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78o–9

15 U.S.C. § 78o–9

Study and rulemaking on assigned credit ratings

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78O-9

Title 15 Title 15 / Section 78o–7

15 U.S.C. § 78o–7

Registration of nationally recognized statistical rating organizations

Chapter 2B SECURITIES EXCHANGES

Registration of nationally recognized statistical rating organizations

Title 15 Title 15 / Section 78d–9

15 U.S.C. § 78d–9

Report on oversight of national securities associations

Chapter 2B SECURITIES EXCHANGES

Report on oversight of national securities associations

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 80a–9

15 U.S.C. § 80a–9

Ineligibility of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Ineligibility of certain affiliated persons and underwriters

Title 15 Title 15 / Section 6701

15 U.S.C. § 6701

Operation of State law

Chapter 93 INSURANCE

Operation of State law

Title 15 Title 15 / Section 77a

15 U.S.C. § 77a

Short title

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Short title

Title 15 Title 15 / Section 78dd–1

15 U.S.C. § 78dd–1

Prohibited foreign trade practices by issuers

Chapter 2B SECURITIES EXCHANGES

Prohibited foreign trade practices by issuers

Title 15 Title 15 / Section 78ff

15 U.S.C. § 78ff

Penalties

Chapter 2B SECURITIES EXCHANGES

Penalties

Title 15 Title 15 / Section 7201

15 U.S.C. § 7201

Definitions

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY

Definitions

Title 15 Title 15 / Section 77nnn

15 U.S.C. § 77nnn

Reports by obligor; evidence of compliance with indenture provisions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Reports by obligor; evidence of compliance with indenture provisions

Title 15 Title 15 / Section 78ccc

15 U.S.C. § 78ccc

Securities Investor Protection Corporation

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

Securities Investor Protection Corporation

Title 15 Title 15 / Section 78fff–4

15 U.S.C. § 78fff–4

Direct payment procedure

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

Direct payment procedure

Title 15 Title 15 / Section 78ggg

15 U.S.C. § 78ggg

SEC functions

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

SEC functions

Title 15 Title 15 / Section 78s

15 U.S.C. § 78s

Registration, responsibilities, and oversight of self-regulatory organizations

Chapter 2B SECURITIES EXCHANGES

Registration, responsibilities, and oversight of self-regulatory organizations

Title 15 Title 15 / Section 78t–1

15 U.S.C. § 78t–1

Liability to contemporaneous traders for insider trading

Chapter 2B SECURITIES EXCHANGES

Liability to contemporaneous traders for insider trading

Title 15 Title 15 / Section 80b–4a

15 U.S.C. § 80b–4a

Prevention of misuse of nonpublic information

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Prevention of misuse of nonpublic information