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19 results 78t-1
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78t–1

15 U.S.C. § 78t–1

Liability to contemporaneous traders for insider trading

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78T-1

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78t

15 U.S.C. § 78t

Liability of controlling persons and persons who aid and abet violations

Chapter 2B SECURITIES EXCHANGES

Liability of controlling persons and persons who aid and abet violations

Title 15 Title 15 / Section 78hh–1

15 U.S.C. § 78hh–1

Effective date of certain sections

Chapter 2B SECURITIES EXCHANGES

Effective date of certain sections

Title 15 Title 15 / Section 78u–1

15 U.S.C. § 78u–1

Civil penalties for insider trading

Chapter 2B SECURITIES EXCHANGES

Civil penalties for insider trading

Title 15 Title 15 / Section 78kkk

15 U.S.C. § 78kkk

Miscellaneous provisions

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

Miscellaneous provisions

Title 15 Title 15 / Section 78mm

15 U.S.C. § 78mm

General exemptive authority

Chapter 2B SECURITIES EXCHANGES

General exemptive authority

Title 15 Title 15 / Section 8302

15 U.S.C. § 8302

Review of regulatory authority

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Review of regulatory authority

Title 15 Title 15 / Section 77l

15 U.S.C. § 77l

Civil liabilities arising in connection with prospectuses and communications

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Civil liabilities arising in connection with prospectuses and communications

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78j

15 U.S.C. § 78j

Manipulative and deceptive devices

Chapter 2B SECURITIES EXCHANGES

Manipulative and deceptive devices

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 78o–2

15 U.S.C. § 78o–2

Liabilities arising prior to amendment unaffected

Chapter 2B SECURITIES EXCHANGES

Liabilities arising prior to amendment unaffected

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8344

15 U.S.C. § 8344

Other authority

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Other authority

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions