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20 results 78u-4
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78u–4

15 U.S.C. § 78u–4

Private securities litigation

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78U-4

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 77k

15 U.S.C. § 77k

Civil liabilities on account of false registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Civil liabilities on account of false registration statement

Title 15 Title 15 / Section 77p

15 U.S.C. § 77p

Additional remedies; limitation on remedies

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Additional remedies; limitation on remedies

Title 15 Title 15 / Section 77l

15 U.S.C. § 77l

Civil liabilities arising in connection with prospectuses and communications

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Civil liabilities arising in connection with prospectuses and communications

Title 15 Title 15 / Section 78o–7

15 U.S.C. § 78o–7

Registration of nationally recognized statistical rating organizations

Chapter 2B SECURITIES EXCHANGES

Registration of nationally recognized statistical rating organizations

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 78u–5

15 U.S.C. § 78u–5

Application of safe harbor for forward-looking statements

Chapter 2B SECURITIES EXCHANGES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 78u–6

15 U.S.C. § 78u–6

Securities whistleblower incentives and protection

Chapter 2B SECURITIES EXCHANGES

Securities whistleblower incentives and protection

Title 15 Title 15 / Section 78d–4

15 U.S.C. § 78d–4

Additional duties of Inspector General

Chapter 2B SECURITIES EXCHANGES

Additional duties of Inspector General

Title 15 Title 15 / Section 78u–7

15 U.S.C. § 78u–7

Implementation and transition provisions for whistleblower protection

Chapter 2B SECURITIES EXCHANGES

Implementation and transition provisions for whistleblower protection

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 78u–1

15 U.S.C. § 78u–1

Civil penalties for insider trading

Chapter 2B SECURITIES EXCHANGES

Civil penalties for insider trading

Title 15 Title 15 / Section 78u–3

15 U.S.C. § 78u–3

Cease-and-desist proceedings

Chapter 2B SECURITIES EXCHANGES

Cease-and-desist proceedings

Title 15 Title 15 / Section 7202

15 U.S.C. § 7202

Commission rules and enforcement

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY

Commission rules and enforcement

Title 15 Title 15 / Section 1607

15 U.S.C. § 1607

Administrative enforcement

Subchapter I CONSUMER CREDIT COST DISCLOSURE / Part A General Provisions

Administrative enforcement

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78eee

15 U.S.C. § 78eee

Protection of customers

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

Protection of customers

Title 15 Title 15 / Section 78t

15 U.S.C. § 78t

Liability of controlling persons and persons who aid and abet violations

Chapter 2B SECURITIES EXCHANGES

Liability of controlling persons and persons who aid and abet violations