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20 results 78u-5
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78u–5

15 U.S.C. § 78u–5

Application of safe harbor for forward-looking statements

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78U-5

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 77l

15 U.S.C. § 77l

Civil liabilities arising in connection with prospectuses and communications

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Civil liabilities arising in connection with prospectuses and communications

Title 15 Title 15 / Section 78o–7

15 U.S.C. § 78o–7

Registration of nationally recognized statistical rating organizations

Chapter 2B SECURITIES EXCHANGES

Registration of nationally recognized statistical rating organizations

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 78u–6

15 U.S.C. § 78u–6

Securities whistleblower incentives and protection

Chapter 2B SECURITIES EXCHANGES

Securities whistleblower incentives and protection

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 78u–1

15 U.S.C. § 78u–1

Civil penalties for insider trading

Chapter 2B SECURITIES EXCHANGES

Civil penalties for insider trading

Title 15 Title 15 / Section 78u–4

15 U.S.C. § 78u–4

Private securities litigation

Chapter 2B SECURITIES EXCHANGES

Private securities litigation

Title 15 Title 15 / Section 715h

15 U.S.C. § 715h

Hearings and investigation by boards; appointment of board and employees

Chapter 15A INTERSTATE TRANSPORTATION OF PETROLEUM PRODUCTS

Hearings and investigation by boards; appointment of board and employees

Title 15 Title 15 / Section 78x

15 U.S.C. § 78x

Public availability of information

Chapter 2B SECURITIES EXCHANGES

Public availability of information

Title 15 Title 15 / Section 78t

15 U.S.C. § 78t

Liability of controlling persons and persons who aid and abet violations

Chapter 2B SECURITIES EXCHANGES

Liability of controlling persons and persons who aid and abet violations

Title 15 Title 15 / Section 1607

15 U.S.C. § 1607

Administrative enforcement

Subchapter I CONSUMER CREDIT COST DISCLOSURE / Part A General Provisions

Administrative enforcement

Title 15 Title 15 / Section 78j

15 U.S.C. § 78j

Manipulative and deceptive devices

Chapter 2B SECURITIES EXCHANGES

Manipulative and deceptive devices

Title 15 Title 15 / Section 78t–1

15 U.S.C. § 78t–1

Liability to contemporaneous traders for insider trading

Chapter 2B SECURITIES EXCHANGES

Liability to contemporaneous traders for insider trading

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8344

15 U.S.C. § 8344

Other authority

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Other authority

Title 15 Title 15 / Section 77k

15 U.S.C. § 77k

Civil liabilities on account of false registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Civil liabilities on account of false registration statement