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20 results 78u-6
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78u–6

15 U.S.C. § 78u–6

Securities whistleblower incentives and protection

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78U-6

Title 15 Title 15 / Section 78u–7

15 U.S.C. § 78u–7

Implementation and transition provisions for whistleblower protection

Chapter 2B SECURITIES EXCHANGES

Implementation and transition provisions for whistleblower protection

Title 15 Title 15 / Section 78u–1

15 U.S.C. § 78u–1

Civil penalties for insider trading

Chapter 2B SECURITIES EXCHANGES

Civil penalties for insider trading

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78d–4

15 U.S.C. § 78d–4

Additional duties of Inspector General

Chapter 2B SECURITIES EXCHANGES

Additional duties of Inspector General

Title 15 Title 15 / Section 77t

15 U.S.C. § 77t

Injunctions and prosecution of offenses

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Injunctions and prosecution of offenses

Title 15 Title 15 / Section 80a–41

15 U.S.C. § 80a–41

Enforcement of subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Enforcement of subchapter

Title 15 Title 15 / Section 80b–9

15 U.S.C. § 80b–9

Enforcement of subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Enforcement of subchapter

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 78u–3

15 U.S.C. § 78u–3

Cease-and-desist proceedings

Chapter 2B SECURITIES EXCHANGES

Cease-and-desist proceedings

Title 15 Title 15 / Section 78u–4

15 U.S.C. § 78u–4

Private securities litigation

Chapter 2B SECURITIES EXCHANGES

Private securities litigation

Title 15 Title 15 / Section 78u–5

15 U.S.C. § 78u–5

Application of safe harbor for forward-looking statements

Chapter 2B SECURITIES EXCHANGES

Application of safe harbor for forward-looking statements

Title 15 Title 15 / Section 715h

15 U.S.C. § 715h

Hearings and investigation by boards; appointment of board and employees

Chapter 15A INTERSTATE TRANSPORTATION OF PETROLEUM PRODUCTS

Hearings and investigation by boards; appointment of board and employees

Title 15 Title 15 / Section 78t

15 U.S.C. § 78t

Liability of controlling persons and persons who aid and abet violations

Chapter 2B SECURITIES EXCHANGES

Liability of controlling persons and persons who aid and abet violations

Title 15 Title 15 / Section 1607

15 U.S.C. § 1607

Administrative enforcement

Subchapter I CONSUMER CREDIT COST DISCLOSURE / Part A General Provisions

Administrative enforcement

Title 15 Title 15 / Section 7202

15 U.S.C. § 7202

Commission rules and enforcement

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY

Commission rules and enforcement

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78j

15 U.S.C. § 78j

Manipulative and deceptive devices

Chapter 2B SECURITIES EXCHANGES

Manipulative and deceptive devices

Title 15 Title 15 / Section 78t–1

15 U.S.C. § 78t–1

Liability to contemporaneous traders for insider trading

Chapter 2B SECURITIES EXCHANGES

Liability to contemporaneous traders for insider trading