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20 results 80a-12
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–12

15 U.S.C. § 80a–12

Functions and activities of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-12

Title 15 Title 15 / Section 80a–17

15 U.S.C. § 80a–17

Transactions of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Transactions of certain affiliated persons and underwriters

Title 15 Title 15 / Section 80a–59

15 U.S.C. § 80a–59

Functions and activities of business development companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Functions and activities of business development companies

Title 15 Title 15 / Section 80a–10

15 U.S.C. § 80a–10

Affiliations or interest of directors, officers, and employees

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Affiliations or interest of directors, officers, and employees

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–3

15 U.S.C. § 80a–3

Definition of investment company

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definition of investment company

Title 15 Title 15 / Section 80a–51

15 U.S.C. § 80a–51

Short title

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Short title

Title 15 Title 15 / Section 80a–22

15 U.S.C. § 80a–22

Distribution, redemption, and repurchase of securities; regulations by securities associations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Distribution, redemption, and repurchase of securities; regulations by securities associations

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 80a–34

15 U.S.C. § 80a–34

Unlawful representations and names

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Unlawful representations and names

Title 15 Title 15 / Section 80a–47

15 U.S.C. § 80a–47

Liability of controlling persons; preventing compliance with subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Liability of controlling persons; preventing compliance with subchapter

Title 15 Title 15 / Section 80a–6

15 U.S.C. § 80a–6

Exemptions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exemptions

Title 15 Title 15 / Section 80a–13

15 U.S.C. § 80a–13

Changes in investment policy

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Changes in investment policy

Title 15 Title 15 / Section 80a–23

15 U.S.C. § 80a–23

Closed-end companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Closed-end companies

Title 15 Title 15 / Section 80a–26

15 U.S.C. § 80a–26

Unit investment trusts

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Unit investment trusts

Title 15 Title 15 / Section 80a–29

15 U.S.C. § 80a–29

Reports and financial statements of investment companies and affiliated persons

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Reports and financial statements of investment companies and affiliated persons

Title 15 Title 15 / Section 80a–30

15 U.S.C. § 80a–30

Accounts and records

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Accounts and records

Title 15 Title 15 / Section 80a–35

15 U.S.C. § 80a–35

Breach of fiduciary duty

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Breach of fiduciary duty

Title 15 Title 15 / Section 80a–37

15 U.S.C. § 80a–37

Rules, regulations, and orders

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Rules, regulations, and orders

Title 15 Title 15 / Section 80a–41

15 U.S.C. § 80a–41

Enforcement of subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Enforcement of subchapter