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20 results 80a-33
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–33

15 U.S.C. § 80a–33

Destruction and falsification of reports and records

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-33

Title 15 Title 15 / Section 80a–43

15 U.S.C. § 80a–43

Jurisdiction of offenses and suits

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Jurisdiction of offenses and suits

Title 15 Title 15 / Section 80a–8

15 U.S.C. § 80a–8

Registration of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of investment companies

Title 15 Title 15 / Section 77e

15 U.S.C. § 77e

Prohibitions relating to interstate commerce and the mails

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Prohibitions relating to interstate commerce and the mails

Title 15 Title 15 / Section 80a–32

15 U.S.C. § 80a–32

Filing of documents with Commission in civil actions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Filing of documents with Commission in civil actions

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 77r

15 U.S.C. § 77r

Exemption from State regulation of securities offerings

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exemption from State regulation of securities offerings

Title 15 Title 15 / Section 80b–3

15 U.S.C. § 80b–3

Registration of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Registration of investment advisers

Title 15 Title 15 / Section 631

15 U.S.C. § 631

Declaration of policy

Chapter 14A AID TO SMALL BUSINESS

Declaration of policy

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78l

15 U.S.C. § 78l

Registration requirements for securities

Chapter 2B SECURITIES EXCHANGES

Registration requirements for securities

Title 15 Title 15 / Section 78m

15 U.S.C. § 78m

Periodical and other reports

Chapter 2B SECURITIES EXCHANGES

Periodical and other reports

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 80a–1

15 U.S.C. § 80a–1

Findings and declaration of policy

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Findings and declaration of policy

Title 15 Title 15 / Section 80a–10

15 U.S.C. § 80a–10

Affiliations or interest of directors, officers, and employees

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Affiliations or interest of directors, officers, and employees

Title 15 Title 15 / Section 80a–11

15 U.S.C. § 80a–11

Offers to exchange securities

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Offers to exchange securities

Title 15 Title 15 / Section 80a–12

15 U.S.C. § 80a–12

Functions and activities of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Functions and activities of investment companies

Title 15 Title 15 / Section 80a–13

15 U.S.C. § 80a–13

Changes in investment policy

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Changes in investment policy