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20 results 80a-4
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–4

15 U.S.C. § 80a–4

Classification of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-4

Title 15 Title 15 / Section 80a–58

15 U.S.C. § 80a–58

Incorporation of subchapter provisions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Incorporation of subchapter provisions

Title 15 Title 15 / Section 80a–47

15 U.S.C. § 80a–47

Liability of controlling persons; preventing compliance with subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Liability of controlling persons; preventing compliance with subchapter

Title 15 Title 15 / Section 80a–48

15 U.S.C. § 80a–48

Penalties

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Penalties

Title 15 Title 15 / Section 80a–49

15 U.S.C. § 80a–49

Construction with other laws

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Construction with other laws

Title 15 Title 15 / Section 80a–8

15 U.S.C. § 80a–8

Registration of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of investment companies

Title 15 Title 15 / Section 80a–35

15 U.S.C. § 80a–35

Breach of fiduciary duty

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Breach of fiduciary duty

Title 15 Title 15 / Section 80a–41

15 U.S.C. § 80a–41

Enforcement of subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Enforcement of subchapter

Title 15 Title 15 / Section 80a–43

15 U.S.C. § 80a–43

Jurisdiction of offenses and suits

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Jurisdiction of offenses and suits

Title 15 Title 15 / Section 80a–9

15 U.S.C. § 80a–9

Ineligibility of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Ineligibility of certain affiliated persons and underwriters

Title 15 Title 15 / Section 7246

15 U.S.C. § 7246

Fair funds for investors

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter III CORPORATE RESPONSIBILITY

Fair funds for investors

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 80a–56

15 U.S.C. § 80a–56

Transactions with certain affiliates

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Transactions with certain affiliates

Title 15 Title 15 / Section 80a–53

15 U.S.C. § 80a–53

Election to be regulated as business development company

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Election to be regulated as business development company

Title 15 Title 15 / Section 80a–54

15 U.S.C. § 80a–54

Acquisition of assets by business development companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Acquisition of assets by business development companies

Title 15 Title 15 / Section 80a–62

15 U.S.C. § 80a–62

Distribution and repurchase of securities

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Distribution and repurchase of securities

Title 15 Title 15 / Section 80b–5

15 U.S.C. § 80b–5

Investment advisory contracts

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Investment advisory contracts