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20 results 80a-47
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Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–47

15 U.S.C. § 80a–47

Liability of controlling persons; preventing compliance with subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-47

Title 15 Title 15 / Section 80a–64

15 U.S.C. § 80a–64

Preventing compliance with subchapter; liability of controlling persons

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Preventing compliance with subchapter; liability of controlling persons

Title 15 Title 15 / Section 80a–46

15 U.S.C. § 80a–46

Validity of contracts

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Validity of contracts

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 7246

15 U.S.C. § 7246

Fair funds for investors

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter III CORPORATE RESPONSIBILITY

Fair funds for investors

Title 15 Title 15 / Section 7706

15 U.S.C. § 7706

Enforcement generally

Chapter 103 CONTROLLING THE ASSAULT OF NON-SOLICITED PORNOGRAPHY AND MARKETING

Enforcement generally

Title 15 Title 15 / Section 661

15 U.S.C. § 661

Congressional declaration of policy

Chapter 14B SMALL BUSINESS INVESTMENT PROGRAM / Subchapter I GENERAL PROVISIONS

Congressional declaration of policy

Title 15 Title 15 / Section 80b–3

15 U.S.C. § 80b–3

Registration of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Registration of investment advisers

Title 15 Title 15 / Section 8302

15 U.S.C. § 8302

Review of regulatory authority

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Review of regulatory authority

Title 15 Title 15 / Section 631

15 U.S.C. § 631

Declaration of policy

Chapter 14A AID TO SMALL BUSINESS

Declaration of policy

Title 15 Title 15 / Section 77s

15 U.S.C. § 77s

Special powers of Commission

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Special powers of Commission

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78l

15 U.S.C. § 78l

Registration requirements for securities

Chapter 2B SECURITIES EXCHANGES

Registration requirements for securities

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 80a–1

15 U.S.C. § 80a–1

Findings and declaration of policy

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Findings and declaration of policy

Title 15 Title 15 / Section 80a–10

15 U.S.C. § 80a–10

Affiliations or interest of directors, officers, and employees

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Affiliations or interest of directors, officers, and employees

Title 15 Title 15 / Section 80a–11

15 U.S.C. § 80a–11

Offers to exchange securities

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Offers to exchange securities

Title 15 Title 15 / Section 80a–12

15 U.S.C. § 80a–12

Functions and activities of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Functions and activities of investment companies

Title 15 Title 15 / Section 80a–13

15 U.S.C. § 80a–13

Changes in investment policy

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Changes in investment policy