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20 results 80a-48
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Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–48

15 U.S.C. § 80a–48

Penalties

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-48

Title 15 Title 15 / Section 80a–36

15 U.S.C. § 80a–36

Larceny and embezzlement

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Larceny and embezzlement

Title 15 Title 15 / Section 80a–58

15 U.S.C. § 80a–58

Incorporation of subchapter provisions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Incorporation of subchapter provisions

Title 15 Title 15 / Section 80a–35

15 U.S.C. § 80a–35

Breach of fiduciary duty

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Breach of fiduciary duty

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 80a–53

15 U.S.C. § 80a–53

Election to be regulated as business development company

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Election to be regulated as business development company

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 80a–14

15 U.S.C. § 80a–14

Size of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Size of investment companies

Title 15 Title 15 / Section 80a–34

15 U.S.C. § 80a–34

Unlawful representations and names

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Unlawful representations and names

Title 15 Title 15 / Section 80a–37

15 U.S.C. § 80a–37

Rules, regulations, and orders

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Rules, regulations, and orders

Title 15 Title 15 / Section 80a–47

15 U.S.C. § 80a–47

Liability of controlling persons; preventing compliance with subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Liability of controlling persons; preventing compliance with subchapter

Title 15 Title 15 / Section 80a–49

15 U.S.C. § 80a–49

Construction with other laws

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Construction with other laws

Title 15 Title 15 / Section 80a–12

15 U.S.C. § 80a–12

Functions and activities of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Functions and activities of investment companies

Title 15 Title 15 / Section 80a–17

15 U.S.C. § 80a–17

Transactions of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Transactions of certain affiliated persons and underwriters

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–24

15 U.S.C. § 80a–24

Registration of securities under Securities Act of 1933

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of securities under Securities Act of 1933

Title 15 Title 15 / Section 80a–29

15 U.S.C. § 80a–29

Reports and financial statements of investment companies and affiliated persons

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Reports and financial statements of investment companies and affiliated persons