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20 results 80a-53
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–53

15 U.S.C. § 80a–53

Election to be regulated as business development company

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-53

Title 15 Title 15 / Section 80a–51

15 U.S.C. § 80a–51

Short title

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Short title

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–6

15 U.S.C. § 80a–6

Exemptions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exemptions

Title 15 Title 15 / Section 80b–3a

15 U.S.C. § 80b–3a

State and Federal responsibilities

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

State and Federal responsibilities

Title 15 Title 15 / Section 80b–3

15 U.S.C. § 80b–3

Registration of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Registration of investment advisers

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 80a–52

15 U.S.C. § 80a–52

Effective date

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Effective date

Title 15 Title 15 / Section 80a–49

15 U.S.C. § 80a–49

Construction with other laws

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Construction with other laws

Title 15 Title 15 / Section 80a–37

15 U.S.C. § 80a–37

Rules, regulations, and orders

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Rules, regulations, and orders

Title 15 Title 15 / Section 6805

15 U.S.C. § 6805

Enforcement

Chapter 94 PRIVACY / Subchapter I DISCLOSURE OF NONPUBLIC PERSONAL INFORMATION

Enforcement

Title 15 Title 15 / Section 6102

15 U.S.C. § 6102

Telemarketing rules

Chapter 87 TELEMARKETING AND CONSUMER FRAUD AND ABUSE PREVENTION

Telemarketing rules

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 631

15 U.S.C. § 631

Declaration of policy

Chapter 14A AID TO SMALL BUSINESS

Declaration of policy

Title 15 Title 15 / Section 80a–1

15 U.S.C. § 80a–1

Findings and declaration of policy

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Findings and declaration of policy

Title 15 Title 15 / Section 80a–10

15 U.S.C. § 80a–10

Affiliations or interest of directors, officers, and employees

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Affiliations or interest of directors, officers, and employees

Title 15 Title 15 / Section 80a–11

15 U.S.C. § 80a–11

Offers to exchange securities

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Offers to exchange securities

Title 15 Title 15 / Section 80a–12

15 U.S.C. § 80a–12

Functions and activities of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Functions and activities of investment companies