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20 results 80b-11
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS / Section 80b–11

15 U.S.C. § 80b–11

Rules, regulations, and orders of Commission

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Exact citation match for 15 USC § 80B-11

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 80b–20

15 U.S.C. § 80b–20

Short title

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Short title

Title 15 Title 15 / Section 80b–3

15 U.S.C. § 80b–3

Registration of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Registration of investment advisers

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 80b–3a

15 U.S.C. § 80b–3a

State and Federal responsibilities

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

State and Federal responsibilities

Title 15 Title 15 / Section 6827

15 U.S.C. § 6827

Definitions

Chapter 94 PRIVACY / Subchapter II FRAUDULENT ACCESS TO FINANCIAL INFORMATION

Definitions

Title 15 Title 15 / Section 6102

15 U.S.C. § 6102

Telemarketing rules

Chapter 87 TELEMARKETING AND CONSUMER FRAUD AND ABUSE PREVENTION

Telemarketing rules

Title 15 Title 15 / Section 80b–1

15 U.S.C. § 80b–1

Findings

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Findings

Title 15 Title 15 / Section 80b–18a

15 U.S.C. § 80b–18a

State regulation of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

State regulation of investment advisers

Title 15 Title 15 / Section 80b–5

15 U.S.C. § 80b–5

Investment advisory contracts

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Investment advisory contracts

Title 15 Title 15 / Section 80b–8

15 U.S.C. § 80b–8

General prohibitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

General prohibitions

Title 15 Title 15 / Section 80b–10

15 U.S.C. § 80b–10

Disclosure of information by Commission

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Disclosure of information by Commission

Title 15 Title 15 / Section 80b–4

15 U.S.C. § 80b–4

Reports by investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Reports by investment advisers

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 80a–51

15 U.S.C. § 80a–51

Short title

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Short title

Title 15 Title 15 / Section 7246

15 U.S.C. § 7246

Fair funds for investors

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter III CORPORATE RESPONSIBILITY

Fair funds for investors