Public Law 119-73 (01/23/2026)

26 U.S.C. § 6112

Material advisors of reportable transactions must keep lists of advisees, etc.

(a)

In general

Each material advisor (as defined in section 6111) with respect to any reportable transaction (as defined in section 6707A(c)) shall (whether or not required to file a return under section 6111 with respect to such transaction) maintain (in such manner as the Secretary may by regulations prescribe) a list—
(1)
identifying each person with respect to whom such advisor acted as a material advisor with respect to such transaction, and
(2)
containing such other information as the Secretary may by regulations require.
(b)

Special rules

(1)

Availability for inspection; retention of information on list

Any person who is required to maintain a list under subsection (a) (or was required to maintain a list under subsection (a) as in effect before the enactment of the American Jobs Creation Act of 2004)—
(A)
shall make such list available to the Secretary for inspection upon written request by the Secretary, and
(B)
except as otherwise provided under regulations prescribed by the Secretary, shall retain any information which is required to be included on such list for 7 years.
(2)

Lists which would be required to be maintained by 2 or more persons

The Secretary may prescribe regulations which provide that, in cases in which 2 or more persons are required under subsection (a) to maintain the same list (or portion thereof), only 1 person shall be required to maintain such list (or portion).

Pub. L. 98–369, div. A, title I, § 142(a)98 Stat. 681Pub. L. 108–357, title VIII, § 815(b)(2)118 Stat. 1582Pub. L. 109–135, title IV, § 403(z)119 Stat. 2629(Added , , ; amended , (3), , ; , , .)

Editorial Notes

References in Text

Pub. L. 108–357Enactment of the American Jobs Creation Act of 2004, referred to in subsec. (b)(1), means enactment of , which was approved .

Prior Provisions

A prior section 6112 was renumbered 6116 of this title.

Amendments

Pub. L. 109–1352005—Subsec. (b)(1). , in introductory provisions, inserted “(or was required to maintain a list under subsection (a) as in effect before the enactment of the American Jobs Creation Act of 2004)” after “a list under subsection (a)”.

Pub. L. 108–357, § 815(b)(2)2004—, substituted “Material advisors of reportable transactions must keep lists of advisees, etc.” for “Organizers and sellers of potentially abusive tax shelters must keep lists of investors” in section catchline.

Pub. L. 108–357, § 815(b)(2)Subsec. (a). , reenacted heading without change and amended text of subsec. (a) generally, substituting provisions requiring each material advisor to maintain a list identifying each person with respect to whom such advisor acted as a material advisor with respect to a reportable transaction and containing such other information as required by regulations, for provisions requiring any person who organized any potentially abusive tax shelter or sold any interest in such a shelter to maintain a list identifying each person who had been sold an interest in such shelter and containing such other information as required by regulations.

Pub. L. 108–357, § 815(b)(2)Subsec. (b). , (3)(A), redesignated subsec. (c) as (b) and struck out former subsec. (b), which defined “potentially abusive tax shelter” for purposes of this section.

Pub. L. 108–357, § 815(b)(3)(B)Subsec. (b)(1)(A). , inserted “written” before “request”.

Pub. L. 108–357, § 815(b)(3)(C)Subsec. (b)(2). , substituted “may prescribe” for “shall prescribe”.

Pub. L. 108–357, § 815(b)(3)(A)Subsec. (c). , redesignated subsec. (c) as (b).

Statutory Notes and Related Subsidiaries

Effective Date of 2005 Amendment

Pub. L. 109–135Pub. L. 108–357section 403(nn) of Pub. L. 109–135section 26 of this titleAmendment by effective as if included in the provision of the American Jobs Creation Act of 2004, , to which such amendment relates, see , set out as a note under .

Effective Date of 2004 Amendment

Pub. L. 108–357section 6111(b)(1)(A)(i) of this titlesection 815(c) of Pub. L. 108–357section 6111 of this titleAmendment by applicable to transactions with respect to which material aid, assistance, or advice referred to in is provided after , see , set out as a note under .

Effective Date

Pub. L. 98–369, div. A, title I, § 142(d)98 Stat. 682

section 6708 of this titlesection 6113 of this title“The amendments made by this section [enacting this section and and renumbering former section 6112 as ] shall apply to any interest which is first sold to any investor after .”
, , , provided that: