Section text and notes
Prohibited acts
Civil penalties
Application of other law; compromise, recovery, and deposit into Treasury of civil money penalties
Enforcement
The preceding provisions of this section may be enforced through the Office of the Inspector General of the Social Security Administration or the Office of the Inspector General of the Department of Health and Human Services (as appropriate).
Aug. 14, 1935, ch. 531 Pub. L. 100–360, title IV, § 428(a)102 Stat. 815 Pub. L. 100–485, title VI, § 608(d)(30)(A)102 Stat. 2424 Pub. L. 103–296, title I, § 108(b)(12)108 Stat. 1484 Pub. L. 108–173, title IX, § 900(e)(1)(B)117 Stat. 2371 Pub. L. 108–203, title II118 Stat. 511 Pub. L. 114–74, title VIII, § 814129 Stat. 604 (, title XI, § 1140, as added , , ; amended , , ; , title III, §§ 304(b), 312(a)–(j), , , 1520, 1526, 1527; , , ; , §§ 204(a), 207(a), , , 512; , , .)
Editorial Notes
Amendments
Pub. L. 114–74, § 814(a)2015—Subsec. (a)(1). , inserted “(including any Internet or other electronic communication)” after “or other communication” in introductory provisions.
Pub. L. 114–74, § 814(b)Subsec. (b). , in concluding provisions, inserted “In the case of any items referred to in subsection (a)(1) consisting of Internet or other electronic communications, each dissemination, viewing, or accessing of such a communication which contains one or more words, letters, symbols, or emblems in violation of subsection (a) shall represent a separate violation” after “represent a separate violation.”
Pub. L. 108–203, § 204(a)(2)2004—, substituted “Prohibitions relating to references” for “Prohibition of misuse of symbols, emblems, or names in reference” in section catchline.
Pub. L. 108–203, § 207(a)(3)Pub. L. 108–173, § 900(e)(1)(B)(i)Subsec. (a)(1). , which directed the substitution of “the Centers for Medicare & Medicaid Services,” for “the Health Care Financing Administration,” wherever appearing in concluding provisions, could not be executed because “the Health Care Financing Administration,” did not appear subsequent to amendment by . See 2003 Amendment note below.
Pub. L. 108–203, § 207(a)(1)Pub. L. 108–173, § 900(e)(1)(B)(ii)Subsec. (a)(1)(A). , which directed the insertion of “ ‘Centers for Medicare & Medicaid Services’,” after “ ‘Health Care Financing Administration’,” and “ ‘CMS’,” after “ ‘HCFA’,”, could not be executed because of the prior amendment by . See 2003 Amendment note below.
Pub. L. 108–203, § 207(a)(1), substituted “ ‘Medicaid’, ‘Death Benefits Update’, ‘Federal Benefit Information’, ‘Funeral Expenses’, or ‘Final Supplemental Plan’,” for “or ‘Medicaid’,”.
Pub. L. 108–203, § 207(a)(2)Pub. L. 108–173, § 900(e)(1)(B)(iii)Subsec. (a)(1)(B). , which directed the insertion of “Centers for Medicare & Medicaid Services,” after “Health Care Financing Administration,” wherever appearing, could not be executed because “Health Care Financing Administration,” did not appear subsequent to amendment by . See 2003 Amendment note below.
Pub. L. 108–203, § 204(a)(1)Subsec. (a)(4). , added par. (4).
Pub. L. 108–173, § 900(e)(1)(B)(i)2003—Subsec. (a)(1). , substituted “Centers for Medicare & Medicaid Services” for “Health Care Financing Administration” in two places in concluding provisions.
Pub. L. 108–173, § 900(e)(1)(B)(ii)Subsec. (a)(1)(A). , substituted “Centers for Medicare & Medicaid Services” for “Health Care Financing Administration” and “CMS” for “HCFA”.
Pub. L. 108–173, § 900(e)(1)(B)(iii)Subsec. (a)(1)(B). , substituted “Centers for Medicare & Medicaid Services” for “Health Care Financing Administration” in two places.
Pub. L. 103–296, § 312(a)1994—Subsec. (a). , designated existing provisions as par. (1), redesignated former pars. (1) and (2) as subpars. (A) and (B), respectively, and added par. (2).
Pub. L. 103–296, § 312(c)Subsec. (a)(1). , (d), in closing provisions substituted “convey, or in a manner which reasonably could be interpreted or construed as conveying,” for “convey” and inserted at end “The preceding provisions of this subsection shall not apply with respect to the use by any agency or instrumentality of a State or political subdivision of a State of any words or letters which identify an agency or instrumentality of such State or of a political subdivision of such State or the use by any such agency or instrumentality of any symbol or emblem of an agency or instrumentality of such State or a political subdivision of such State.”
Pub. L. 103–296, § 312(b)(1)Subsec. (a)(1)(A). , substituted “Administration’, ‘Department of Health and Human Services’, ‘Health and Human Services’, ‘Supplemental Security Income Program’, or ‘Medicaid’, the letters ‘SSA’, ‘HCFA’, ‘DHHS’, ‘HHS’, or ‘SSI’,” for “Administration’, the letters ‘SSA’ or ‘HCFA’,”.
Pub. L. 103–296, § 312(b)(2)section 405(c)(2)(F) of this titleSubsec. (a)(1)(B). , substituted “Social Security Administration, Health Care Financing Administration, or Department of Health and Human Services” for “Social Security Administration” in two places, struck out “or of the Health Care Financing Administration” before “, or any other”, and inserted “or the Medicare card,” after “”.
Pub. L. 103–296, § 304(b)Subsec. (a)(2). , substituted “405(c)(2)(F)” for “405(c)(2)(E)”.
Pub. L. 103–296, § 108(b)(12)(A)Pub. L. 103–296, § 312(a)Subsec. (a)(2)(A), (B). , in par. (2) as added by , designated existing provisions as subpar. (A), struck out “or of the Department of Health and Human Services” after “Social Security Administration”, substituted “Commissioner of Social Security” for “Secretary”, and added subpar. (B).
Pub. L. 103–296, § 312(e)Subsec. (a)(3). , added par. (3).
Pub. L. 103–296, § 312(g)Subsec. (b). , substituted “The” for “(1) Subject to paragraph (2), the”, redesignated subpars. (A) and (B) as pars. (1) and (2), respectively, and in par. (1) substituted “paragraph (2)” for “subparagraph (B)”, and struck out former par. (2) which read as follows: “The total amount of penalties which may be imposed under paragraph (1) with respect to multiple violations in any one year period consisting of substantially identical communications or productions shall not exceed $100,000.”
Pub. L. 103–296, § 312(f)Subsec. (b)(1). inserted at end “In the case of any items referred to in subsection (a)(1) consisting of pieces of mail, each such piece of mail which contains one or more words, letters, symbols, or emblems in violation of subsection (a) shall represent a separate violation. In the case of any item referred to in subsection (a)(2), the reproduction, reprinting, or distribution of such item shall be treated as a separate violation with respect to each copy thereof so reproduced, reprinted, or distributed.”
Pub. L. 103–296, § 108(b)(12)(B), substituted “the Commissioner or the Secretary (as applicable)” for “the Secretary” in introductory provisions.
Pub. L. 103–296, § 312(h)Subsec. (c)(1). , inserted “and the first sentence of subsection (c)” after “and (i)”.
Pub. L. 103–296, § 312(i)Subsec. (c)(2). , at end of second sentence substituted comma for period and inserted “except that (A) to the extent that such amounts are recovered under this section as penalties imposed for misuse of words, letters, symbols, or emblems relating to the Social Security Administration, such amounts shall be deposited into the Federal Old-Age and Survivors Insurance Trust Fund, and (B) to the extent that such amounts are recovered under this section as penalties imposed for misuse of words, letters, symbols, or emblems relating to the Department of Health and Human Services, such amounts shall be deposited into the Federal Hospital Insurance Trust Fund or the Federal Supplementary Medical Insurance Trust Fund, as appropriate.”
Pub. L. 103–296, § 108(b)(12)(C), substituted “the Commissioner or the Secretary (as applicable)” for “the Secretary” wherever appearing.
Pub. L. 103–296, § 312(j)Subsec. (d). , added subsec. (d).
Pub. L. 103–296, § 108(b)(12)(D)Pub. L. 103–296, § 312(j), which in subsec. (d) as added by , directed the substitution of “the Office of the Inspector General of the Social Security Administration or the Office of the Inspector General of the Department of Health and Human Services (as appropriate)” for “the Office of Inspector General of the Department of Health and Human Services”, was executed by making the substitution for “the Office of the Inspector General of the Department of Health and Human Services” to reflect the probable intent of Congress.
Pub. L. 100–485section 1320a–7a of this titlesection 1320a–7a of this titlesection 1320a–7a(a) of this title1988—Subsec. (c)(1). amended par. (1) generally. Prior to amendment, par. (1) read as follows: “Subsections (c), (d), (e), (g), (j), and (k) of shall apply with respect to violations under subsection (a) of this section and penalties imposed under subsection (b) of this section in the same manner and to the same extent as such subsections apply with respect to claims in violation of and penalties imposed under .”
Statutory Notes and Related Subsidiaries
Effective Date of 2004 Amendment
Pub. L. 108–203, title II, § 204(b)118 Stat. 511
Pub. L. 108–203, title II, § 207(b)118 Stat. 513
Effective Date of 1994 Amendment
section 108(b)(12) of Pub. L. 103–296section 110(a) of Pub. L. 103–296section 401 of this titleAmendment by effective , see , set out as a note under .
Pub. L. 103–296section 312(m)(1) of Pub. L. 103–296section 333 of Title 31Amendment by section 312(a)–(j) of applicable with respect to violations occurring after , see , set out as an Effective Date note under , Money and Finance.
Effective Date of 1988 Amendment
Pub. L. 100–485Pub. L. 100–360section 608(g)(1) of Pub. L. 100–485section 704 of this titleAmendment by effective as if included in the enactment of the Medicare Catastrophic Coverage Act of 1988, , see , set out as a note under .
Effective Date
Pub. L. 100–360, title IV, § 428(c)102 Stat. 817
Reports on Operation of this Section
Pub. L. 103–296, title III, § 312(k)108 Stat. 1527 , , , required the Secretary of Health and Human Services and the Commissioner of Social Security each to submit 3 reports related to violations of this section, hearings, and penalties, due no later than , , and .
Consultation by United States Postal Service Regarding Prevention of Deceptive Mailings
section 4 of Pub. L. 101–524section 3001 of Title 39United States Postal Service to consult and coordinate functions of Secretary of Department of Health and Human Services in administration of this section, see , set out as a Coordination of Functions With Department of Health and Human Services note under , Postal Service.