Section text and notes
Requirement
Records of the identity, diagnosis, prognosis, or treatment of any patient which are maintained in connection with the performance of any program or activity relating to substance use disorder education, prevention, training, treatment, rehabilitation, or research, which is conducted, regulated, or directly or indirectly assisted by any department or agency of the United States shall, except as provided in subsection (e), be confidential and be disclosed only for the purposes and under the circumstances expressly authorized under subsection (b).
Permitted disclosure
Consent
Method for disclosure
Use of records in criminal, civil, or administrative contexts
Application
The prohibitions of this section continue to apply to records concerning any individual who has been a patient, irrespective of whether or when such individual ceases to be a patient.
Nonapplicability
Penalties
Regulations
Except as provided in subsection (h), the Secretary shall prescribe regulations to carry out the purposes of this section. Such regulations may contain such definitions, and may provide for such safeguards and procedures, including procedures and criteria for the issuance and scope of orders under subsection (b)(2)(C), as in the judgment of the Secretary are necessary or proper to effectuate the purposes of this section, to prevent circumvention or evasion thereof, or to facilitate compliance therewith.
Application to Department of Veterans Affairs
The Secretary of Veterans Affairs, acting through the Under Secretary for Health, shall, to the maximum feasible extent consistent with their responsibilities under title 38, prescribe regulations making applicable the regulations prescribed by the Secretary of Health and Human Services under subsection (g) to records maintained in connection with the provision of hospital care, nursing home care, domiciliary care, and medical services under such title 38 to veterans suffering from substance use disorder. In prescribing and implementing regulations pursuant to this subsection, the Secretary of Veterans Affairs shall, from time to time, consult with the Secretary of Health and Human Services in order to achieve the maximum possible coordination of the regulations, and the implementation thereof, which they each prescribe.
Antidiscrimination
In general
Recipients of Federal funds
No recipient of Federal funds shall discriminate against an individual on the basis of information received by such recipient pursuant to an intentional or inadvertent disclosure of such records or information contained in records described in subsection (a) in affording access to the services provided with such funds.
Notification in case of breach
section 17932 of this titleThe provisions of shall apply to a program or activity described in subsection (a), in case of a breach of records described in subsection (a), to the same extent and in the same manner as such provisions apply to a covered entity in the case of a breach of unsecured protected health information.
Definitions
Breach
The term “breach” has the meaning given such term for purposes of the HIPAA regulations.
Business associate
The term “business associate” has the meaning given such term for purposes of the HIPAA regulations.
Covered entity
The term “covered entity” has the meaning given such term for purposes of the HIPAA regulations.
Health care operations
The term “health care operations” has the meaning given such term for purposes of the HIPAA regulations.
HIPAA regulations
The term “HIPAA regulations” has the meaning given such term for purposes of parts 160 and 164 of title 45, Code of Federal Regulations.
Payment
The term “payment” has the meaning given such term for purposes of the HIPAA regulations.
Public health authority
The term “public health authority” has the meaning given such term for purposes of the HIPAA regulations.
Treatment
The term “treatment” has the meaning given such term for purposes of the HIPAA regulations.
Unsecured protected health information
1
July 1, 1944, ch. 373 Pub. L. 91–616, title III, § 32184 Stat. 1852 Pub. L. 93–282, title I, § 121(a)88 Stat. 130 Pub. L. 94–371, § 11(a)90 Stat. 1041 Pub. L. 94–581, title I, § 111(c)(1)90 Stat. 2852 Pub. L. 98–24, § 2(b)(13)97 Stat. 181 Pub. L. 100–77, title VI, § 611(2)101 Stat. 516 Pub. L. 102–321, title I, § 131106 Stat. 368 Pub. L. 102–405, title III, § 302(e)(1)106 Stat. 1985 Pub. L. 105–392, title IV, § 402(c)112 Stat. 3588 Pub. L. 116–136, div. A, title III, § 3221(a)134 Stat. 375–378 (, title V, § 543, formerly , , , as amended , , ; , (b), , ; , , ; renumbered § 522 of act , and amended , , ; renumbered § 543, , , ; , , ; , , ; , , ; –(h), , .)
Editorial Notes
References in Text
act Aug. 14, 1935, ch. 531 49 Stat. 620 section 1305 of this titleThe Social Security Act, referred to in subsec. (f), is , . Part C of title XI of the Act is classified generally to part C (§ 1320d et seq.) of subchapter XI of chapter 7 of this title. For complete classification of this Act to the Code, see and Tables.
Codification
section 4581 of this titlePub. L. 98–24Section was formerly classified to prior to renumbering by .
Amendments
Pub. L. 116–136, § 3221(a)2020—Subsec. (a). , substituted “substance use disorder” for “substance abuse”.
Pub. L. 116–136, § 3221(b)Subsec. (b)(1). , amended par. (1) generally. Prior to amendment, text read as follows: “The content of any record referred to in subsection (a) may be disclosed in accordance with the prior written consent of the patient with respect to whom such record is maintained, but only to such extent, under such circumstances, and for such purposes as may be allowed under regulations prescribed pursuant to subsection (g).”
Pub. L. 116–136, § 3221(c)Subsec. (b)(2)(D). , added subpar. (D).
Pub. L. 116–136, § 3221(e)Subsec. (c). , amended subsec. (c) generally. Prior to amendment, text read as follows: “Except as authorized by a court order granted under subsection (b)(2)(C), no record referred to in subsection (a) may be used to initiate or substantiate any criminal charges against a patient or to conduct any investigation of a patient.”
Pub. L. 116–136, § 3221(f)Subsec. (f). , amended subsec. (f) generally. Prior to amendment, text read as follows: “Any person who violates any provision of this section or any regulation issued pursuant to this section shall be fined in accordance with title 18.”
Pub. L. 116–136, § 3221(a)Subsec. (h). , substituted “substance use disorder” for “substance abuse”.
Pub. L. 116–136, § 3221(g)Subsec. (i). , added subsec. (i).
Pub. L. 116–136, § 3221(h)Subsec. (j). , added subsec. (j).
Pub. L. 116–136, § 3221(d)Subsec. (k). , added subsec. (k).
Pub. L. 105–3921998—Subsec. (e)(1), (2). substituted “Uniformed Services” for “Armed Forces”.
Pub. L. 102–4051992— substituted “Under Secretary for Health” for “Chief Medical Director” in subsec. (h).
Pub. L. 102–321 amended section generally, substituting provisions relating to confidentiality of records for provisions relating to admission of alcohol abusers and alcoholics to general hospitals and outpatient facilities.
Pub. L. 98–24, § 2(b)(13)section 4581 of this title1983—, renumbered as this section.
Pub. L. 98–24, § 2(b)(13)(C)section 300s–3 of this titleSubsec. (a). , made a technical amendment to reference to .
Pub. L. 94–371, § 11(a)section 300s–3(6) of this title1976—Subsec. (a). , inserted “, or outpatient facility (as defined in )” after “hospital”.
Pub. L. 94–371, § 11(b)Subsec. (b)(1). , inserted “and outpatient facilities” after “hospitals”, and “or outpatient facility” after “hospital” wherever appearing, and substituted “shall issue regulations not later than ” for “is authorized to make regulations”.
Pub. L. 94–581Subsec. (b)(2). provided that subsec. (b)(2), which directed the Administrator of Veteran’s Affairs, through the Chief Medical Director, to prescribe regulations making applicable the regulations prescribed by the Secretary under subsec. (b)(1) to the provision of hospital care, nursing home care, domiciliary care, and medical services under title 38 to veterans suffering from alcohol abuse or alcoholism and to consult with the Secretary in order to achieve the maximum possible coordination of the regulations, and the implementation thereof, which they each prescribed, was superseded by section 4131 [now 7331] et seq. of Title 38, Veterans’ Benefits.
Pub. L. 93–2821974—Subsec. (a). , in revising text, prohibited discrimination because of alcohol abuse, substituted provisions respecting eligibility for admission and treatment based on suffering from medical conditions for former provision based on medical need and ineligibility, because of discrimination, for support in any form from any program supported in whole or in part by funds appropriated to any Federal department or agency for former requirement for treatment by a general hospital which received Federal funds, and deleted prohibition against receiving Federal financial assistance for violation of section and for termination of Federal assistance on failure to comply, now incorporated in regulation authorization of subsec. (b) of this section.
Pub. L. 93–282Subsec. (b). substituted provisions respecting issuance of regulations by the Secretary concerning enforcement procedures and suspension or revocation of Federal support and by the Administrator concerning applicable regulations for veterans, and for coordination of the respective regulations for former provisions respecting judicial review.
Statutory Notes and Related Subsidiaries
Effective Date of 1992 Amendment
Pub. L. 102–321Pub. L. 102–321section 236 of this titleAmendment by effective , with provision for programs providing financial assistance, see section 801(c), (d) of , set out as a note under .
Effective Date of 1976 Amendment
Pub. L. 94–581section 211 of Pub. L. 94–581section 111 of Title 38Amendment by effective , see , set out as a note under , Veterans’ Benefits.
Regulations
Pub. L. 116–136, div. A, title III, § 3221(i)134 Stat. 378
In general .—
Easily understandable notice of privacy practices .—
Construction of 2020 Amendment
Pub. L. 116–136, div. A, title III, § 3221(j)134 Stat. 379
Jessie’s Law
Pub. L. 115–271, title VII132 Stat. 4017 Pub. L. 119–44, title II, § 205139 Stat. 680
INCLUSION OF OPIOID ADDICTION HISTORY IN PATIENT RECORDS.
Best Practices.—
In general .—
Dissemination .—
Requirements .—
COMMUNICATION WITH FAMILIES DURING EMERGENCIES.
Promoting Awareness of Authorized Disclosures During Emergencies .—
Use of Material .—
DEVELOPMENT AND DISSEMINATION OF MODEL TRAINING PROGRAMS FOR SUBSTANCE USE DISORDER PATIENT RECORDS.
Initial Programs and Materials .—
Requirements .—
Periodic Updates .—
Input of Certain Entities .—
Report of Administrator of Veterans’ Affairs to Congressional Committees; Publication in Federal Register
Pub. L. 93–282, title I, § 121(b)88 Stat. 131 42 U.S.C. 290dd–2(b)(2)42 U.S.C. 290dd–2(b)(1)42 U.S.C. 290dd–2(b)(1)section 111(c)(5) of Pub. L. 94–581, , , which directed Administrator of Veterans’ Affairs to submit to appropriate committees of House of Representatives and Senate a full report (1) on regulations (including guidelines, policies, and procedures thereunder) he had prescribed pursuant to section 321(b)(2) of Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment, and Rehabilitation Act of 1970 [former ], (2) explaining bases for any inconsistency between such regulations and regulations of Secretary under section 321(b)(1) of such Act [], (3) on extent, substance, and results of his consultations with Secretary respecting prescribing and implementation of Administrator’s regulations, and (4) containing such recommendations for legislation and administrative actions as he determined were necessary and desirable, with Administrator to submit report not later than sixty days after effective date of regulations prescribed by Secretary under such section 321(b)(1) [], and to publish such report in Federal Register, was characterized by as having been superseded by section 4134 [now 7334] of Title 38, Veterans’ Benefits.