Search: 78d-2 within Title 15

Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78d–2

15 U.S.C. § 78d–2

Transfer of functions with respect to assignment of personnel to chairman

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78D-2

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78d–9

15 U.S.C. § 78d–9

Report on oversight of national securities associations

Chapter 2B SECURITIES EXCHANGES

Report on oversight of national securities associations

Title 15 Title 15 / Section 78d–3

15 U.S.C. § 78d–3

Appearance and practice before the Commission

Chapter 2B SECURITIES EXCHANGES

Appearance and practice before the Commission

Title 15 Title 15 / Section 78d–4

15 U.S.C. § 78d–4

Additional duties of Inspector General

Chapter 2B SECURITIES EXCHANGES

Additional duties of Inspector General

Title 15 Title 15 / Section 78d–5

15 U.S.C. § 78d–5

Deadline for completing enforcement investigations and compliance examinations and inspections

Chapter 2B SECURITIES EXCHANGES

Deadline for completing enforcement investigations and compliance examinations and inspections

Title 15 Title 15 / Section 78d–6

15 U.S.C. § 78d–6

Report and certification of internal supervisory controls

Chapter 2B SECURITIES EXCHANGES

Report and certification of internal supervisory controls

Title 15 Title 15 / Section 78d–8

15 U.S.C. § 78d–8

Annual financial controls audit

Chapter 2B SECURITIES EXCHANGES

Annual financial controls audit

Title 15 Title 15 / Section 78d

15 U.S.C. § 78d

Securities and Exchange Commission

Chapter 2B SECURITIES EXCHANGES

Securities and Exchange Commission

Title 15 Title 15 / Section 78d–1

15 U.S.C. § 78d–1

Delegation of functions by Commission

Chapter 2B SECURITIES EXCHANGES

Delegation of functions by Commission

Title 15 Title 15 / Section 78d–7

15 U.S.C. § 78d–7

Triennial report on personnel management

Chapter 2B SECURITIES EXCHANGES

Triennial report on personnel management

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 80b–18

15 U.S.C. § 80b–18

Hiring and leasing authority of Commission

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Hiring and leasing authority of Commission

Title 15 Title 15 / Section 80a–45

15 U.S.C. § 80a–45

Reports by Commission; hiring and leasing authority

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Reports by Commission; hiring and leasing authority

Title 15 Title 15 / Section 77iii

15 U.S.C. § 77iii

Effective time of qualification

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Effective time of qualification

Title 15 Title 15 / Section 77aa

15 U.S.C. § 77aa

Schedule of information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Schedule of information required in registration statement

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 77ccc

15 U.S.C. § 77ccc

Definitions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Definitions

Title 15 Title 15 / Section 77d

15 U.S.C. § 77d

Exempted transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exempted transactions