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20 results 78d-5
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78d–5

15 U.S.C. § 78d–5

Deadline for completing enforcement investigations and compliance examinations and inspections

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78D-5

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78d–1

15 U.S.C. § 78d–1

Delegation of functions by Commission

Chapter 2B SECURITIES EXCHANGES

Delegation of functions by Commission

Title 15 Title 15 / Section 78d–9

15 U.S.C. § 78d–9

Report on oversight of national securities associations

Chapter 2B SECURITIES EXCHANGES

Report on oversight of national securities associations

Title 15 Title 15 / Section 78d

15 U.S.C. § 78d

Securities and Exchange Commission

Chapter 2B SECURITIES EXCHANGES

Securities and Exchange Commission

Title 15 Title 15 / Section 80a–5

15 U.S.C. § 80a–5

Subclassification of management companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Subclassification of management companies

Title 15 Title 15 / Section 80b–5

15 U.S.C. § 80b–5

Investment advisory contracts

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Investment advisory contracts

Title 15 Title 15 / Section 78x

15 U.S.C. § 78x

Public availability of information

Chapter 2B SECURITIES EXCHANGES

Public availability of information

Title 15 Title 15 / Section 78e

15 U.S.C. § 78e

Transactions on unregistered exchanges

Chapter 2B SECURITIES EXCHANGES

Transactions on unregistered exchanges

Title 15 Title 15 / Section 78z

15 U.S.C. § 78z

Unlawful representations

Chapter 2B SECURITIES EXCHANGES

Unlawful representations

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–27

15 U.S.C. § 80a–27

Periodic payment plans

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Periodic payment plans

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 77aa

15 U.S.C. § 77aa

Schedule of information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Schedule of information required in registration statement

Title 15 Title 15 / Section 77bbb

15 U.S.C. § 77bbb

Necessity for regulation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Necessity for regulation

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 77ccc

15 U.S.C. § 77ccc

Definitions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Definitions

Title 15 Title 15 / Section 77d

15 U.S.C. § 77d

Exempted transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exempted transactions

Title 15 Title 15 / Section 77ddd

15 U.S.C. § 77ddd

Exempted securities and transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Exempted securities and transactions

Title 15 Title 15 / Section 77f

15 U.S.C. § 77f

Registration of securities

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Registration of securities