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20 results 78d-7
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78d–7

15 U.S.C. § 78d–7

Triennial report on personnel management

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78D-7

Title 15 Title 15 / Section 78d–9

15 U.S.C. § 78d–9

Report on oversight of national securities associations

Chapter 2B SECURITIES EXCHANGES

Report on oversight of national securities associations

Title 15 Title 15 / Section 80b–7

15 U.S.C. § 80b–7

Material misstatements

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Material misstatements

Title 15 Title 15 / Section 78d

15 U.S.C. § 78d

Securities and Exchange Commission

Chapter 2B SECURITIES EXCHANGES

Securities and Exchange Commission

Title 15 Title 15 / Section 80a–7

15 U.S.C. § 80a–7

Transactions by unregistered investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Transactions by unregistered investment companies

Title 15 Title 15 / Section 80a–45

15 U.S.C. § 80a–45

Reports by Commission; hiring and leasing authority

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Reports by Commission; hiring and leasing authority

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 77eee

15 U.S.C. § 77eee

Securities required to be registered under Securities Act

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Securities required to be registered under Securities Act

Title 15 Title 15 / Section 77aa

15 U.S.C. § 77aa

Schedule of information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Schedule of information required in registration statement

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 77ccc

15 U.S.C. § 77ccc

Definitions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Definitions

Title 15 Title 15 / Section 77d

15 U.S.C. § 77d

Exempted transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exempted transactions

Title 15 Title 15 / Section 77ddd

15 U.S.C. § 77ddd

Exempted securities and transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Exempted securities and transactions

Title 15 Title 15 / Section 77ggg

15 U.S.C. § 77ggg

Qualification of indentures covering securities not required to be registered

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Qualification of indentures covering securities not required to be registered

Title 15 Title 15 / Section 77mmm

15 U.S.C. § 77mmm

Reports by indenture trustee

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Reports by indenture trustee

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78f

15 U.S.C. § 78f

National securities exchanges

Chapter 2B SECURITIES EXCHANGES

National securities exchanges

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–3

15 U.S.C. § 80a–3

Definition of investment company

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definition of investment company