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20 results 78d-9
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78d–9

15 U.S.C. § 78d–9

Report on oversight of national securities associations

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78D-9

Title 15 Title 15 / Section 78d

15 U.S.C. § 78d

Securities and Exchange Commission

Chapter 2B SECURITIES EXCHANGES

Securities and Exchange Commission

Title 15 Title 15 / Section 80a–9

15 U.S.C. § 80a–9

Ineligibility of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Ineligibility of certain affiliated persons and underwriters

Title 15 Title 15 / Section 80b–9

15 U.S.C. § 80b–9

Enforcement of subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Enforcement of subchapter

Title 15 Title 15 / Section 77vvv

15 U.S.C. § 77vvv

Judicial review

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Judicial review

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 80a–27

15 U.S.C. § 80a–27

Periodic payment plans

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Periodic payment plans

Title 15 Title 15 / Section 80b–10

15 U.S.C. § 80b–10

Disclosure of information by Commission

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Disclosure of information by Commission

Title 15 Title 15 / Section 77aa

15 U.S.C. § 77aa

Schedule of information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Schedule of information required in registration statement

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 77ddd

15 U.S.C. § 77ddd

Exempted securities and transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Exempted securities and transactions

Title 15 Title 15 / Section 77i

15 U.S.C. § 77i

Court review of orders

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Court review of orders

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 77ccc

15 U.S.C. § 77ccc

Definitions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Definitions

Title 15 Title 15 / Section 77d

15 U.S.C. § 77d

Exempted transactions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exempted transactions

Title 15 Title 15 / Section 77f

15 U.S.C. § 77f

Registration of securities

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Registration of securities

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 77jjj

15 U.S.C. § 77jjj

Eligibility and disqualification of trustee

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Eligibility and disqualification of trustee

Title 15 Title 15 / Section 77nnn

15 U.S.C. § 77nnn

Reports by obligor; evidence of compliance with indenture provisions

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter III TRUST INDENTURES

Reports by obligor; evidence of compliance with indenture provisions