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20 results 78o-11
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2B SECURITIES EXCHANGES / Section 78o–11

15 U.S.C. § 78o–11

Credit risk retention

Chapter 2B SECURITIES EXCHANGES

Exact citation match for 15 USC § 78O-11

Title 15 Title 15 / Section 78o–7

15 U.S.C. § 78o–7

Registration of nationally recognized statistical rating organizations

Chapter 2B SECURITIES EXCHANGES

Registration of nationally recognized statistical rating organizations

Title 15 Title 15 / Section 77z–2a

15 U.S.C. § 77z–2a

Conflicts of interest relating to certain securitizations

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Conflicts of interest relating to certain securitizations

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 78q

15 U.S.C. § 78q

Records and reports

Chapter 2B SECURITIES EXCHANGES

Records and reports

Title 15 Title 15 / Section 78ccc

15 U.S.C. § 78ccc

Securities Investor Protection Corporation

Chapter 2B–1 SECURITIES INVESTOR PROTECTION

Securities Investor Protection Corporation

Title 15 Title 15 / Section 78u–1

15 U.S.C. § 78u–1

Civil penalties for insider trading

Chapter 2B SECURITIES EXCHANGES

Civil penalties for insider trading

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 78o–9

15 U.S.C. § 78o–9

Study and rulemaking on assigned credit ratings

Chapter 2B SECURITIES EXCHANGES

Study and rulemaking on assigned credit ratings

Title 15 Title 15 / Section 78o–2

15 U.S.C. § 78o–2

Liabilities arising prior to amendment unaffected

Chapter 2B SECURITIES EXCHANGES

Liabilities arising prior to amendment unaffected

Title 15 Title 15 / Section 78o–4a

15 U.S.C. § 78o–4a

Commission Office of Municipal Securities

Chapter 2B SECURITIES EXCHANGES

Commission Office of Municipal Securities

Title 15 Title 15 / Section 78o–8

15 U.S.C. § 78o–8

Universal ratings symbols

Chapter 2B SECURITIES EXCHANGES

Universal ratings symbols

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 78o–6

15 U.S.C. § 78o–6

Securities analysts and research reports

Chapter 2B SECURITIES EXCHANGES

Securities analysts and research reports

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8324

15 U.S.C. § 8324

Savings clause

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part B Regulation of Swap Markets

Savings clause

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings