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20 results 80a-37
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Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–37

15 U.S.C. § 80a–37

Rules, regulations, and orders

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-37

Title 15 Title 15 / Section 80a–6

15 U.S.C. § 80a–6

Exemptions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exemptions

Title 15 Title 15 / Section 80a–30

15 U.S.C. § 80a–30

Accounts and records

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Accounts and records

Title 15 Title 15 / Section 80a–36

15 U.S.C. § 80a–36

Larceny and embezzlement

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Larceny and embezzlement

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–24

15 U.S.C. § 80a–24

Registration of securities under Securities Act of 1933

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of securities under Securities Act of 1933

Title 15 Title 15 / Section 661

15 U.S.C. § 661

Congressional declaration of policy

Chapter 14B SMALL BUSINESS INVESTMENT PROGRAM / Subchapter I GENERAL PROVISIONS

Congressional declaration of policy

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 631

15 U.S.C. § 631

Declaration of policy

Chapter 14A AID TO SMALL BUSINESS

Declaration of policy

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 634

15 U.S.C. § 634

General powers

Chapter 14A AID TO SMALL BUSINESS

General powers

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78l

15 U.S.C. § 78l

Registration requirements for securities

Chapter 2B SECURITIES EXCHANGES

Registration requirements for securities

Title 15 Title 15 / Section 78m

15 U.S.C. § 78m

Periodical and other reports

Chapter 2B SECURITIES EXCHANGES

Periodical and other reports

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 78w

15 U.S.C. § 78w

Rules, regulations, and orders; annual reports

Chapter 2B SECURITIES EXCHANGES

Rules, regulations, and orders; annual reports

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 80a–1

15 U.S.C. § 80a–1

Findings and declaration of policy

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Findings and declaration of policy