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20 results 80a-38
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–38

15 U.S.C. § 80a–38

Procedure for issuance of rules and regulations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-38

Title 15 Title 15 / Section 80a–14

15 U.S.C. § 80a–14

Size of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Size of investment companies

Title 15 Title 15 / Section 80a–34

15 U.S.C. § 80a–34

Unlawful representations and names

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Unlawful representations and names

Title 15 Title 15 / Section 80a–37

15 U.S.C. § 80a–37

Rules, regulations, and orders

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Rules, regulations, and orders

Title 15 Title 15 / Section 80a–49

15 U.S.C. § 80a–49

Construction with other laws

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Construction with other laws

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–24

15 U.S.C. § 80a–24

Registration of securities under Securities Act of 1933

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of securities under Securities Act of 1933

Title 15 Title 15 / Section 80a–29

15 U.S.C. § 80a–29

Reports and financial statements of investment companies and affiliated persons

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Reports and financial statements of investment companies and affiliated persons

Title 15 Title 15 / Section 80a–54

15 U.S.C. § 80a–54

Acquisition of assets by business development companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Acquisition of assets by business development companies

Title 15 Title 15 / Section 80a–56

15 U.S.C. § 80a–56

Transactions with certain affiliates

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Transactions with certain affiliates

Title 15 Title 15 / Section 80a–8

15 U.S.C. § 80a–8

Registration of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Registration of investment companies

Title 15 Title 15 / Section 80a–9

15 U.S.C. § 80a–9

Ineligibility of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Ineligibility of certain affiliated persons and underwriters

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 6805

15 U.S.C. § 6805

Enforcement

Chapter 94 PRIVACY / Subchapter I DISCLOSURE OF NONPUBLIC PERSONAL INFORMATION

Enforcement

Title 15 Title 15 / Section 7706

15 U.S.C. § 7706

Enforcement generally

Chapter 103 CONTROLLING THE ASSAULT OF NON-SOLICITED PORNOGRAPHY AND MARKETING

Enforcement generally

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 77e

15 U.S.C. § 77e

Prohibitions relating to interstate commerce and the mails

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Prohibitions relating to interstate commerce and the mails

Title 15 Title 15 / Section 77r

15 U.S.C. § 77r

Exemption from State regulation of securities offerings

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exemption from State regulation of securities offerings

Title 15 Title 15 / Section 78n

15 U.S.C. § 78n

Proxies

Chapter 2B SECURITIES EXCHANGES

Proxies

Title 15 Title 15 / Section 80b–3

15 U.S.C. § 80b–3

Registration of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Registration of investment advisers