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20 results 80a-9
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES / Section 80a–9

15 U.S.C. § 80a–9

Ineligibility of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exact citation match for 15 USC § 80A-9

Title 15 Title 15 / Section 80a–58

15 U.S.C. § 80a–58

Incorporation of subchapter provisions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Incorporation of subchapter provisions

Title 15 Title 15 / Section 80a–35

15 U.S.C. § 80a–35

Breach of fiduciary duty

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Breach of fiduciary duty

Title 15 Title 15 / Section 80a–41

15 U.S.C. § 80a–41

Enforcement of subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Enforcement of subchapter

Title 15 Title 15 / Section 80a–6

15 U.S.C. § 80a–6

Exemptions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exemptions

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 78w

15 U.S.C. § 78w

Rules, regulations, and orders; annual reports

Chapter 2B SECURITIES EXCHANGES

Rules, regulations, and orders; annual reports

Title 15 Title 15 / Section 80a–27

15 U.S.C. § 80a–27

Periodic payment plans

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Periodic payment plans

Title 15 Title 15 / Section 80a–52

15 U.S.C. § 80a–52

Effective date

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Effective date

Title 15 Title 15 / Section 80a–17

15 U.S.C. § 80a–17

Transactions of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Transactions of certain affiliated persons and underwriters

Title 15 Title 15 / Section 80a–2

15 U.S.C. § 80a–2

Definitions; applicability; rulemaking considerations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definitions; applicability; rulemaking considerations

Title 15 Title 15 / Section 80a–3

15 U.S.C. § 80a–3

Definition of investment company

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definition of investment company

Title 15 Title 15 / Section 80a–43

15 U.S.C. § 80a–43

Jurisdiction of offenses and suits

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Jurisdiction of offenses and suits

Title 15 Title 15 / Section 7246

15 U.S.C. § 7246

Fair funds for investors

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter III CORPORATE RESPONSIBILITY

Fair funds for investors

Title 15 Title 15 / Section 7706

15 U.S.C. § 7706

Enforcement generally

Chapter 103 CONTROLLING THE ASSAULT OF NON-SOLICITED PORNOGRAPHY AND MARKETING

Enforcement generally

Title 15 Title 15 / Section 661

15 U.S.C. § 661

Congressional declaration of policy

Chapter 14B SMALL BUSINESS INVESTMENT PROGRAM / Subchapter I GENERAL PROVISIONS

Congressional declaration of policy