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20 results 80a1
Scoped to Title 15
Title 15 Title 15 / Section 80a–1

15 U.S.C. § 80a–1

Findings and declaration of policy

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Findings and declaration of policy

Title 15 Title 15 / Section 80a–23

15 U.S.C. § 80a–23

Closed-end companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Closed-end companies

Title 15 Title 15 / Section 80a–3

15 U.S.C. § 80a–3

Definition of investment company

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Definition of investment company

Title 15 Title 15 / Section 80a–35

15 U.S.C. § 80a–35

Breach of fiduciary duty

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Breach of fiduciary duty

Title 15 Title 15 / Section 80a–58

15 U.S.C. § 80a–58

Incorporation of subchapter provisions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Incorporation of subchapter provisions

Title 15 Title 15 / Section 80a–6

15 U.S.C. § 80a–6

Exemptions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Exemptions

Title 15 Title 15 / Section 3904

15 U.S.C. § 3904

Securities laws

Chapter 65 LIABILITY RISK RETENTION

Securities laws

Title 15 Title 15 / Section 78j–3

15 U.S.C. § 78j–3

Compensation committees

Chapter 2B SECURITIES EXCHANGES

Compensation committees

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 80b–3a

15 U.S.C. § 80b–3a

State and Federal responsibilities

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

State and Federal responsibilities

Title 15 Title 15 / Section 6805

15 U.S.C. § 6805

Enforcement

Chapter 94 PRIVACY / Subchapter I DISCLOSURE OF NONPUBLIC PERSONAL INFORMATION

Enforcement

Title 15 Title 15 / Section 687b

15 U.S.C. § 687b

Investigations and examinations; power to subpena and take oaths and affirmations; aid of courts; examiners; reports

Subchapter III INVESTMENT DIVISION PROGRAMS / Part A Small Business Investment Companies

Investigations and examinations; power to subpena and take oaths and affirmations; aid of courts; examiners; reports

Title 15 Title 15 / Section 7706

15 U.S.C. § 7706

Enforcement generally

Chapter 103 CONTROLLING THE ASSAULT OF NON-SOLICITED PORNOGRAPHY AND MARKETING

Enforcement generally

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 77r

15 U.S.C. § 77r

Exemption from State regulation of securities offerings

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exemption from State regulation of securities offerings

Title 15 Title 15 / Section 78n

15 U.S.C. § 78n

Proxies

Chapter 2B SECURITIES EXCHANGES

Proxies

Title 15 Title 15 / Section 687

15 U.S.C. § 687

Operation and regulation of companies

Subchapter III INVESTMENT DIVISION PROGRAMS / Part A Small Business Investment Companies

Operation and regulation of companies

Title 15 Title 15 / Section 7004

15 U.S.C. § 7004

Applicability to Federal and State governments

Chapter 96 ELECTRONIC SIGNATURES IN GLOBAL AND NATIONAL COMMERCE / Subchapter I ELECTRONIC RECORDS AND SIGNATURES IN COMMERCE

Applicability to Federal and State governments

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 77e

15 U.S.C. § 77e

Prohibitions relating to interstate commerce and the mails

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Prohibitions relating to interstate commerce and the mails