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20 results 80b-16
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS / Section 80b–16

15 U.S.C. § 80b–16

Omitted

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Exact citation match for 15 USC § 80B-16

Title 15 Title 15 / Section 80b–18a

15 U.S.C. § 80b–18a

State regulation of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

State regulation of investment advisers

Title 15 Title 15 / Section 80b–17

15 U.S.C. § 80b–17

Penalties

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Penalties

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 80b–11

15 U.S.C. § 80b–11

Rules, regulations, and orders of Commission

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Rules, regulations, and orders of Commission

Title 15 Title 15 / Section 80b–3

15 U.S.C. § 80b–3

Registration of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Registration of investment advisers

Title 15 Title 15 / Section 80b–4

15 U.S.C. § 80b–4

Reports by investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Reports by investment advisers

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 80a–52

15 U.S.C. § 80a–52

Effective date

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Effective date

Title 15 Title 15 / Section 6827

15 U.S.C. § 6827

Definitions

Chapter 94 PRIVACY / Subchapter II FRAUDULENT ACCESS TO FINANCIAL INFORMATION

Definitions

Title 15 Title 15 / Section 7706

15 U.S.C. § 7706

Enforcement generally

Chapter 103 CONTROLLING THE ASSAULT OF NON-SOLICITED PORNOGRAPHY AND MARKETING

Enforcement generally

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions

Title 15 Title 15 / Section 78s

15 U.S.C. § 78s

Registration, responsibilities, and oversight of self-regulatory organizations

Chapter 2B SECURITIES EXCHANGES

Registration, responsibilities, and oversight of self-regulatory organizations

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 6102

15 U.S.C. § 6102

Telemarketing rules

Chapter 87 TELEMARKETING AND CONSUMER FRAUD AND ABUSE PREVENTION

Telemarketing rules

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter