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20 results 80b-6a
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS / Section 80b–6a

15 U.S.C. § 80b–6a

Exemptions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Exact citation match for 15 USC § 80B-6A

Title 15 Title 15 / Section 80a–51

15 U.S.C. § 80a–51

Short title

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Short title

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions

Title 15 Title 15 / Section 8302

15 U.S.C. § 8302

Review of regulatory authority

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Review of regulatory authority

Title 15 Title 15 / Section 80b–3

15 U.S.C. § 80b–3

Registration of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Registration of investment advisers

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 80b–1

15 U.S.C. § 80b–1

Findings

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Findings

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 80b–3a

15 U.S.C. § 80b–3a

State and Federal responsibilities

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

State and Federal responsibilities

Title 15 Title 15 / Section 80b–4

15 U.S.C. § 80b–4

Reports by investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Reports by investment advisers

Title 15 Title 15 / Section 80b–4a

15 U.S.C. § 80b–4a

Prevention of misuse of nonpublic information

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Prevention of misuse of nonpublic information

Title 15 Title 15 / Section 80b–5

15 U.S.C. § 80b–5

Investment advisory contracts

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Investment advisory contracts

Title 15 Title 15 / Section 80b–6

15 U.S.C. § 80b–6

Prohibited transactions by investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Prohibited transactions by investment advisers

Title 15 Title 15 / Section 80b–7

15 U.S.C. § 80b–7

Material misstatements

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Material misstatements

Title 15 Title 15 / Section 80b–8

15 U.S.C. § 80b–8

General prohibitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

General prohibitions