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20 results 80b-9
Scoped to Title 15
Exact match Title 15 Title 15 / Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS / Section 80b–9

15 U.S.C. § 80b–9

Enforcement of subchapter

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Exact citation match for 15 USC § 80B-9

Title 15 Title 15 / Section 80b–10

15 U.S.C. § 80b–10

Disclosure of information by Commission

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Disclosure of information by Commission

Title 15 Title 15 / Section 7246

15 U.S.C. § 7246

Fair funds for investors

Chapter 98 PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY / Subchapter III CORPORATE RESPONSIBILITY

Fair funds for investors

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 80b–4a

15 U.S.C. § 80b–4a

Prevention of misuse of nonpublic information

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Prevention of misuse of nonpublic information

Title 15 Title 15 / Section 80b–2

15 U.S.C. § 80b–2

Definitions

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Definitions

Title 15 Title 15 / Section 80b–6

15 U.S.C. § 80b–6

Prohibited transactions by investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Prohibited transactions by investment advisers

Title 15 Title 15 / Section 80b–3

15 U.S.C. § 80b–3

Registration of investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Registration of investment advisers

Title 15 Title 15 / Section 80b–4

15 U.S.C. § 80b–4

Reports by investment advisers

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Reports by investment advisers

Title 15 Title 15 / Section 80b–14

15 U.S.C. § 80b–14

Jurisdiction of offenses and suits

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter II INVESTMENT ADVISERS

Jurisdiction of offenses and suits

Title 15 Title 15 / Section 80a–9

15 U.S.C. § 80a–9

Ineligibility of certain affiliated persons and underwriters

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Ineligibility of certain affiliated persons and underwriters

Title 15 Title 15 / Section 6701

15 U.S.C. § 6701

Operation of State law

Chapter 93 INSURANCE

Operation of State law

Title 15 Title 15 / Section 7706

15 U.S.C. § 7706

Enforcement generally

Chapter 103 CONTROLLING THE ASSAULT OF NON-SOLICITED PORNOGRAPHY AND MARKETING

Enforcement generally

Title 15 Title 15 / Section 80a–52

15 U.S.C. § 80a–52

Effective date

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Effective date

Title 15 Title 15 / Section 78u–1

15 U.S.C. § 78u–1

Civil penalties for insider trading

Chapter 2B SECURITIES EXCHANGES

Civil penalties for insider trading

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation