Public Law 119-73 (01/23/2026)
Subchapter I Investment Companies
Browse 0 units and 65 sections in Subchapter I Investment Companies of Title 15.
Sections in Subchapter I
- § 80a–1 Findings and declaration of policy
- § 80a–2 Definitions; applicability; rulemaking considerations
- § 80a–3 Definition of investment company
- § 80a–3a Protection of philanthropy under State law
- § 80a–4 Classification of investment companies
- § 80a–5 Subclassification of management companies
- § 80a–6 Exemptions
- § 80a–7 Transactions by unregistered investment companies
- § 80a–8 Registration of investment companies
- § 80a–9 Ineligibility of certain affiliated persons and underwriters
- § 80a–10 Affiliations or interest of directors, officers, and employees
- § 80a–11 Offers to exchange securities
- § 80a–12 Functions and activities of investment companies
- § 80a–13 Changes in investment policy
- § 80a–14 Size of investment companies
- § 80a–15 Contracts of advisers and underwriters
- § 80a–16 Board of directors
- § 80a–17 Transactions of certain affiliated persons and underwriters
- § 80a–18 Capital structure of investment companies
- § 80a–19 Payments or distributions
- § 80a–20 Proxies; voting trusts; circular ownership
- § 80a–21 Loans by management companies
- § 80a–22 Distribution, redemption, and repurchase of securities; regulations by securities associations
- § 80a–23 Closed-end companies
- § 80a–24 Registration of securities under Securities Act of 1933
- § 80a–25 Reorganization plans; reports by Commission
- § 80a–26 Unit investment trusts
- § 80a–27 Periodic payment plans
- § 80a–28 Face-amount certificate companies
- § 80a–29 Reports and financial statements of investment companies and affiliated persons
- § 80a–30 Accounts and records
- § 80a–31 Accountants and auditors
- § 80a–32 Filing of documents with Commission in civil actions
- § 80a–33 Destruction and falsification of reports and records
- § 80a–34 Unlawful representations and names
- § 80a–35 Breach of fiduciary duty
- § 80a–36 Larceny and embezzlement
- § 80a–37 Rules, regulations, and orders
- § 80a–38 Procedure for issuance of rules and regulations
- § 80a–39 Procedure for issuance of orders
- § 80a–40 Hearings by Commission
- § 80a–41 Enforcement of subchapter
- § 80a–42 Court review of orders
- § 80a–43 Jurisdiction of offenses and suits
- § 80a–44 Disclosure of information filed with Commission; copies
- § 80a–45 Reports by Commission; hiring and leasing authority
- § 80a–46 Validity of contracts
- § 80a–47 Liability of controlling persons; preventing compliance with subchapter
- § 80a–48 Penalties
- § 80a–49 Construction with other laws
- § 80a–50 Separability
- § 80a–51 Short title
- § 80a–52 Effective date
- § 80a–53 Election to be regulated as business development company
- § 80a–54 Acquisition of assets by business development companies
- § 80a–55 Qualifications of directors
- § 80a–56 Transactions with certain affiliates
- § 80a–57 Changes in investment policy
- § 80a–58 Incorporation of subchapter provisions
- § 80a–59 Functions and activities of business development companies
- § 80a–60 Capital structure
- § 80a–61 Loans
- § 80a–62 Distribution and repurchase of securities
- § 80a–63 Accounts and records
- § 80a–64 Preventing compliance with subchapter; liability of controlling persons