Public Law 119-88 (05/04/2026)

Subchapter I Investment Companies

Browse 0 units and 65 sections in Subchapter I Investment Companies of Title 15.

Sections in Subchapter I

§ 80a–1 Findings and declaration of policy § 80a–2 Definitions; applicability; rulemaking considerations § 80a–3 Definition of investment company § 80a–3a Protection of philanthropy under State law § 80a–4 Classification of investment companies § 80a–5 Subclassification of management companies § 80a–6 Exemptions § 80a–7 Transactions by unregistered investment companies § 80a–8 Registration of investment companies § 80a–9 Ineligibility of certain affiliated persons and underwriters § 80a–10 Affiliations or interest of directors, officers, and employees § 80a–11 Offers to exchange securities § 80a–12 Functions and activities of investment companies § 80a–13 Changes in investment policy § 80a–14 Size of investment companies § 80a–15 Contracts of advisers and underwriters § 80a–16 Board of directors § 80a–17 Transactions of certain affiliated persons and underwriters § 80a–18 Capital structure of investment companies § 80a–19 Payments or distributions § 80a–20 Proxies; voting trusts; circular ownership § 80a–21 Loans by management companies § 80a–22 Distribution, redemption, and repurchase of securities; regulations by securities associations § 80a–23 Closed-end companies § 80a–24 Registration of securities under Securities Act of 1933 § 80a–25 Reorganization plans; reports by Commission § 80a–26 Unit investment trusts § 80a–27 Periodic payment plans § 80a–28 Face-amount certificate companies § 80a–29 Reports and financial statements of investment companies and affiliated persons § 80a–30 Accounts and records § 80a–31 Accountants and auditors § 80a–32 Filing of documents with Commission in civil actions § 80a–33 Destruction and falsification of reports and records § 80a–34 Unlawful representations and names § 80a–35 Breach of fiduciary duty § 80a–36 Larceny and embezzlement § 80a–37 Rules, regulations, and orders § 80a–38 Procedure for issuance of rules and regulations § 80a–39 Procedure for issuance of orders § 80a–40 Hearings by Commission § 80a–41 Enforcement of subchapter § 80a–42 Court review of orders § 80a–43 Jurisdiction of offenses and suits § 80a–44 Disclosure of information filed with Commission; copies § 80a–45 Reports by Commission; hiring and leasing authority § 80a–46 Validity of contracts § 80a–47 Liability of controlling persons; preventing compliance with subchapter § 80a–48 Penalties § 80a–49 Construction with other laws § 80a–50 Separability § 80a–51 Short title § 80a–52 Effective date § 80a–53 Election to be regulated as business development company § 80a–54 Acquisition of assets by business development companies § 80a–55 Qualifications of directors § 80a–56 Transactions with certain affiliates § 80a–57 Changes in investment policy § 80a–58 Incorporation of subchapter provisions § 80a–59 Functions and activities of business development companies § 80a–60 Capital structure § 80a–61 Loans § 80a–62 Distribution and repurchase of securities § 80a–63 Accounts and records § 80a–64 Preventing compliance with subchapter; liability of controlling persons