Incorporation by reference
15 U.S.C. 77a15 U.S.C. 78aThe Commission, by such rules and regulations or orders as it deems necessary or appropriate in the public interest or for the protection of investors, shall authorize the filing of any information or documents required to be filed with the Commission under this subchapter, or under the Securities Act of 1933 [ et seq.] or the Securities Exchange Act of 1934 [ et seq.], by incorporating by reference any information or documents on file with the Commission under this subchapter or under any such Act.
Consolidation of applications, reports, etc.
15 U.S.C. 77a15 U.S.C. 78aThe Commission, by such rules and regulations or orders as it deems necessary or appropriate in the public interest or for the protection of investors, shall provide for the consolidation of applications, reports, and proceedings under this subchapter with registration statements, applications, reports, and proceedings under the Securities Act of 1933 [ et seq.] or the Securities Exchange Act of 1934 [ et seq.].
May 27, 1933, ch. 38Aug. 3, 1939, ch. 41153 Stat. 1156Pub. L. 111–203, title IX, § 986(b)(2)124 Stat. 1936(, title III, § 308, as added , ; amended , , .)
Editorial Notes
References in Text
act May 27, 1933, ch. 38, title I48 Stat. 74section 77a of this titleThe Securities Act of 1933, referred to in subsecs. (a) and (b), is , , which is classified generally to subchapter I (§ 77a et seq.) of this chapter. For complete classification of this Act to the Code, see and Tables.
act June 6, 1934, ch. 40448 Stat. 881section 78a of this titleThe Securities Exchange Act of 1934, referred to in subsecs. (a) and (b), is , , which is classified principally to chapter 2B (§ 78a et seq.) of this title. For complete classification of this Act to the Code, see and Tables.
Amendments
Pub. L. 111–2032010— substituted “Securities Act of 1933 or the Securities Exchange Act of 1934” for “Securities Act of 1933, the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935” in subsecs. (a) and (b).
Statutory Notes and Related Subsidiaries
Effective Date of 2010 Amendment
Pub. L. 111–203section 4 of Pub. L. 111–203section 5301 of Title 12Amendment by effective 1 day after , except as otherwise provided, see , set out as an Effective Date note under , Banks and Banking.
Executive Documents
Transfer of Functions
64 Stat. 1265section 78d of this titleFor transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. , 15 F.R. 3175, , set out under .