Right of agents to enter; scope of inspection; notice; promptness; exclusions
Written report to owner; copy to Secretary
Receipt for samples taken
If the officer or employee making any such inspection of a factory, warehouse, or other establishment has obtained any sample in the course of the inspection, upon completion of the inspection and prior to leaving the premises he shall give to the owner, operator, or agent in charge a receipt describing the samples obtained.
Analysis of samples furnished owner
Whenever in the course of any such inspection of a factory or other establishment where food is manufactured, processed, or packed, the officer or employee making the inspection obtains a sample of any such food, and an analysis is made of such sample for the purpose of ascertaining whether such food consists in whole or in part of any filthy, putrid, or decomposed substance, or is otherwise unfit for food, a copy of the results of such analysis shall be furnished promptly to the owner, operator, or agent in charge.
Accessibility of records
Every person required under section 360i or 360j(g) of this title to maintain records and every person who is in charge or custody of such records shall, upon request of an officer or employee designated by the Secretary, permit such officer or employee at all reasonable times to have access to, and to copy and verify, such records.
Recordkeeping
Inspections by accredited persons
Improvements to inspections process for device establishments
June 25, 1938, ch. 675, § 70452 Stat. 1057Aug. 7, 1953, ch. 350, § 167 Stat. 476Pub. L. 87–781, title II, § 201(a)76 Stat. 792Pub. L. 94–295, § 690 Stat. 581Pub. L. 96–359, § 494 Stat. 1193Pub. L. 103–80, § 3(aa)107 Stat. 778Pub. L. 105–115, title I, § 125(b)(2)(L)111 Stat. 2326Pub. L. 107–188, title III, § 306(b)116 Stat. 670Pub. L. 107–250, title II, § 201(a)116 Stat. 1602Pub. L. 108–214, § 2(b)(1)118 Stat. 573Pub. L. 110–85, title II, § 228121 Stat. 855Pub. L. 111–31, div. A, title I, § 103(i)123 Stat. 1837Pub. L. 111–353, title I, § 101(b)124 Stat. 3887Pub. L. 112–144, title VI, § 612126 Stat. 1060Pub. L. 115–52, title VII131 Stat. 1055–1057Pub. L. 116–136, div. A, title III, § 3112(d)134 Stat. 362Pub. L. 117–180, div. F, title V, § 5007136 Stat. 2168Pub. L. 117–229, div. C, title III, § 306136 Stat. 2312Pub. L. 117–328, div. FF, title II, § 2515(a)(2)136 Stat. 5806(, ; , ; , (b), , , 793; , , ; , , ; , , ; , title II, § 210(b), title IV, § 412(b), , , 2344, 2375; , , ; , (b), , , 1609; , , ; , , ; , , ; , , ; , title VII, § 706, , , 1067; , §§ 702(a), 703, 705, , ; , , ; , , ; , , ; , title III, §§ 3106, 3504, 3611(a), (b)(1), 3612(a), 3613(b), , , 5807, 5859, 5869, 5872.)
Editorial Notes
References in Text
act July 1, 1944, ch. 37358 Stat. 682section 201 of Title 42The Public Health Service Act, referred to in subsec. (a)(5), is , , which is classified generally to chapter 6A (§ 201 et seq.) of Title 42, The Public Health and Welfare. For complete classification of this Act to the Code, see Short Title note set out under and Tables.
Amendments
Pub. L. 117–328, § 3611(a)2022—Subsec. (a)(1). , substituted “devices” for “restricted devices” in two places.
Pub. L. 117–328, § 3504section 364 of this titlesection 350c(d) of this title, inserted “In the case of a facility (as defined in ) that manufactures or processes cosmetic products, the inspection shall extend to all records and other information described in sections 364a, 364b, and 364f of this title, when the standard for records inspection under such section applies.” after “limitations established in .”
Pub. L. 117–328, § 3611(b)(1)Subsec. (a)(4)(A). , substituted “an establishment that is engaged in the manufacture, preparation, propagation, compounding, or processing of a drug or device, or a site or facility that is subject to inspection under paragraph (5)(C),” for “an establishment that is engaged in the manufacture, preparation, propagation, compounding, or processing of a drug” and “records or other information requested and a rationale for requesting such records or other information in advance of, or in lieu of, an inspection.” for “records requested.”
Pub. L. 117–328, § 3613(b)Subsec. (a)(4)(C), (D). , added subpar. (C) and redesignated former subpar. (C) as (D).
Pub. L. 117–328, § 3612(a)Subsec. (a)(5). , added par. (5).
Pub. L. 117–328, § 2515(a)(2)Pub. L. 116–136, § 3112(d)(1)Subsec. (b). , made technical amendment to directory language of . See 2020 Amendment note below.
Pub. L. 117–328, § 3106Subsec. (g)(11). , substituted “” for “”.
Pub. L. 117–229 substituted “” for “”.
Pub. L. 117–180 substituted “December 17” for “October 1”.
Pub. L. 116–136, § 3112(d)(1)Pub. L. 117–328, § 2515(a)(2)2020—Subsec. (b). , as amended by , designated existing provisions as par. (1), redesignated former pars. (1) and (2) as subpars. (A) and (B), respectively, of par. (1), and added par. (2).
Pub. L. 115–52, § 7032017—Subsec. (g)(11). , substituted “” for “”.
Pub. L. 115–52, § 705Subsec. (g)(15). , added par. (15).
Pub. L. 115–52, § 702(a)Subsec. (h). , added subsec. (h).
Pub. L. 112–144, § 7062012—Subsec. (a)(4). , added par. (4).
Pub. L. 112–144, § 612Subsec. (g)(11). , substituted “” for “”.
Pub. L. 111–353section 350c of this titlesection 350c(a) of this titlesection 350c of this titlesection 350c of this title2011—Subsec. (a)(1). , which directed the amendment of subsec. (a)(1)(B) by substituting “, when the standard for records inspection under paragraph (1) or (2) of applies, subject to” for “ when” and all that follows through “subject to”, was executed by making the substitution for “ when the Secretary has a reasonable belief that an article of food is adulterated and presents a threat of serious adverse health consequences or death to humans or animals, subject to” in the sentence following subpar. (B) of subsec. (a)(1), to reflect the probable intent of Congress.
Pub. L. 111–31, § 103(i)(1)(C)section 360i of this titlesection 360j(g) of this title2009—Subsec. (a)(1). , substituted “devices, and tobacco products and subject to reporting and inspection under regulations lawfully issued pursuant to section 355(i) or (k) of this title, , , or subchapter IX and data relating to other drugs, devices, or tobacco products” for “and devices and subject to reporting and inspection under regulations lawfully issued pursuant to section 355(i) or (k) section 360i, or 360j(g) of this title, and data relating to other drugs or devices”.
Pub. L. 111–31, § 103(i)(1)(B), substituted “restricted devices, or tobacco products” for “or restricted devices” in two places.
Pub. L. 111–31, § 103(i)(1)(A)Subsec. (a)(1)(A). , substituted “devices, tobacco products, or cosmetics” for “devices, or cosmetics” in two places.
Pub. L. 111–31, § 103(i)(2)Subsec. (b). , inserted “tobacco product,” after “device,”.
Pub. L. 111–31, § 103(i)(3)section 393(g) of this titleSubsec. (g)(13). , made technical amendment to reference in original act which appears in text as reference to .
Pub. L. 110–85, § 228(1)2007—Subsec. (g)(1). , substituted “The Secretary” for “Not later than one year after , the Secretary”.
Pub. L. 110–85, § 228(2)Subsec. (g)(2). , substituted “The Secretary” for “Not later than 180 days after , the Secretary” and struck out at end “In the first year following the publication in the Federal Register of criteria to accredit or deny accreditation to persons who request to perform the duties specified in paragraph (1), the Secretary shall accredit no more than 15 persons who request to perform duties specified in paragraph (1).”
Pub. L. 110–85, § 228(3)Subsec. (g)(3)(F), (G). , added subpars. (F) and (G).
Pub. L. 110–85, § 228(4)Subsec. (g)(6). , amended par. (6) generally, revising and restating provisions of former subpars. (A) to (C).
Pub. L. 110–85, § 228(5)(A)Subsec. (g)(7)(A). , added subpar. (A) and struck out former subpar. (A) which read as follows: “Persons accredited under paragraph (2) to conduct inspections shall record in writing their inspection observations and shall present the observations to the device establishment’s designated representative and describe each observation. Additionally, such accredited person shall prepare an inspection report (including for inspections classified as ‘no action indicated’) in a form and manner consistent with such reports prepared by employees and officials designated by the Secretary to conduct inspections.”
Pub. L. 110–85, § 228(5)(B)Subsec. (g)(7)(F). , added subpar. (F).
Pub. L. 110–85, § 228(6)Subsec. (g)(10)(C)(iii). , substituted “base amount applicable” for “based amount applicable”.
Pub. L. 108–214, § 2(b)(1)(A)section 360(h) of this titlesection 360(i) of this titlesection 360(h) of this titlesection 360(i) of this title2004—Subsec. (g)(1). , in first sentence, substituted “conducting inspections of establishments that manufacture, prepare, propagate, compound, or process class II or class III devices, which inspections are required under or are inspections of such establishments required to register under .” for “conducting inspections of establishments that manufacture, prepare, propagate, compound, or process class II or class III devices that are required in , or inspections of such establishments required to register pursuant to .”
Pub. L. 108–214, § 2(b)(1)(B)Subsec. (g)(5)(B). , in first sentence, substituted “poses a threat to public health, fails to act in a manner that is consistent with the purposes of this subsection, or where the Secretary determines that there is a financial conflict of interest in the relationship between the accredited person and the owner or operator of a device establishment that the accredited person has inspected under this subsection.” for “or poses a threat to public health or fails to act in a manner that is consistent with the purposes of this subsection.”
Pub. L. 108–214, § 2(b)(1)(C)(i)section 360 of this titleSubsec. (g)(6)(A)(i). , substituted “described in paragraph (1)” for “of the establishment pursuant to subsection (h) or (i) of ”.
Pub. L. 108–214, § 2(b)(1)(C)(ii)(I)Subsec. (g)(6)(A)(ii). , substituted “inspections” for “each inspection” and inserted “during a 2-year period” after “person” in introductory provisions.
Pub. L. 108–214, § 2(b)(1)(C)(ii)(II)Subsec. (g)(6)(A)(ii)(I). , substituted “an accredited person” for “such a person”.
Pub. L. 108–214, § 2(b)(1)(C)(iii)(I)Subsec. (g)(6)(A)(iii). , substituted “and 1 or both of the following additional conditions are met:” for “and the following additional conditions are met:” in introductory provisions.
Pub. L. 108–214, § 2(b)(1)(C)(iii)(II)Subsec. (g)(6)(A)(iii)(I). , substituted “(accredited under paragraph (2) and identified under clause (ii)(II)) as a person authorized to conduct such inspections of device establishments.” for “accredited under paragraph (2) and identified under subclause (II) of this clause.”
Pub. L. 108–214, § 2(b)(1)(C)(iii)(III)Subsec. (g)(6)(A)(iii)(II). , inserted “or by a person accredited under paragraph (2)” after “by the Secretary”.
Pub. L. 108–214, § 2(b)(1)(C)(iv)Subsec. (g)(6)(A)(iv)(I). , in first sentence, inserted “section” after “pursuant to” and substituted “inspections of the establishment during the previous 4 years” for “the two immediately preceding inspections of the establishment”, in third sentence, struck out “the petition states a commercial reason for the waiver;” after “granted only if” and inserted “not” after “the Secretary has not determined that the public health would”, and, in last sentence, substituted “granted or deemed to be granted until” for “granted until”.
Pub. L. 108–214, § 2(b)(1)(C)(v)Subsec. (g)(6)(A)(iv)(II). , inserted “of a device establishment required to register” after “to be conducted” and “section” after “pursuant to”.
Pub. L. 108–214, § 2(b)(1)(D)Subsec. (g)(6)(B)(iii). , in first sentence, substituted “and with other” for “, and data otherwise describing whether the establishment has consistently been in compliance with sections 351 and 352 of this title and other” and, in second sentence, substituted “inspectional findings” for “inspections” and inserted “relevant” after “together with all other”.
Pub. L. 108–214, § 2(b)(1)(E)Subsec. (g)(6)(B)(iv). , designated existing provisions as subcl. (I) and added subcl. (II).
Pub. L. 108–214, § 2(b)(1)(F)section 360(h) of this titlesection 360(i) of this titleSubsec. (g)(6)(C)(ii). , struck out “in accordance with , or has not during such period been inspected pursuant to , as applicable” after “inspected by the Secretary”.
Pub. L. 108–214, § 2(b)(1)(G)Subsec. (g)(10)(B)(iii). , substituted “a report” for “a reporting”.
Pub. L. 108–214, § 2(b)(1)(H)(i)section 360 of this titleSubsec. (g)(12)(A). , added subpar. (A) and struck out former subpar. (A) which read as follows: “the number of inspections pursuant to subsections (h) and (i) of conducted by accredited persons and the number of inspections pursuant to such subsections conducted by Federal employees;”.
Pub. L. 108–214, § 2(b)(1)(H)(ii)section 360 of this titleSubsec. (g)(12)(E). , substituted “obtained by the Secretary pursuant to inspections conducted by Federal employees;” for “obtained by the Secretary pursuant to subsection (h) or (i) of ;”.
Pub. L. 107–188, § 306(b)(1)section 350c of this titlesection 350c(d) of this title2002—Subsec. (a)(1). , inserted after first sentence “In the case of any person (excluding farms and restaurants) who manufactures, processes, packs, transports, distributes, holds, or imports foods, the inspection shall extend to all records and other information described in when the Secretary has a reasonable belief that an article of food is adulterated and presents a threat of serious adverse health consequences or death to humans or animals, subject to the limitations established in .”
Pub. L. 107–188, § 306(b)(2)Subsec. (a)(2). , substituted “third sentence” for “second sentence” in introductory provisions.
Pub. L. 107–250, § 201(b)(1)section 360m of this titlesection 360(k) of this titleSubsec. (f)(1). , in first sentence, substituted “An accredited person described in paragraph (3) shall maintain records” for “A person accredited under to review reports made under and make recommendations of initial classifications of devices to the Secretary shall maintain records”.
Pub. L. 107–250, § 201(b)(2)section 360m of this titleSubsec. (f)(2). , substituted “an accredited person described in paragraph (3)” for “a person accredited under ”.
Pub. L. 107–250, § 201(b)(3)Subsec. (f)(3). , added par. (3).
Pub. L. 107–250, § 201(a)Subsec. (g). , added subsec. (g).
Pub. L. 105–115, § 412(b)1997—Subsec. (a)(1). , substituted “prescription drugs, nonprescription drugs intended for human use,” for “prescription drugs” in two places.
Pub. L. 105–115, § 125(b)(2)(L), struck out “, section 357(d) or (g),” before “section 360i”.
Pub. L. 105–115, § 210(b)Subsec. (f). , added subsec. (f).
Pub. L. 103–801993—Subsec. (a)(1). substituted a comma for semicolon after “finished and unfinished materials” and “section 355(i) or (k)” for “section 355(i) or (j)”.
Pub. L. 96–359, § 4(1)1980—Subsec. (a)(1). , (2), restructured first five sentences of former subsec. (a) as par. (1) and, as so restructured, inserted reference to paragraph (3) and substituted “(A)” and “(B)” for “(1)” and “(2)”, respectively.
Pub. L. 96–359, § 4(3)Subsec. (a)(2). , redesignated sixth sentence of former subsec. (a) as par. (2) and, as so redesignated, substituted reference to second sentence of paragraph (1) for reference to former second sentence of this subsection, and “(A)”, “(B)”, “(C)”, and “(D)”, for “(1)”, “(2)”, “(3)”, and “(4)”, respectively.
Pub. L. 96–359, § 4(4)Subsec. (a)(3). , added par. (3).
Pub. L. 94–295, § 6(a)1976—Subsec. (a). –(c), expanded existing provisions to encompass medical devices by inserting references to factories, warehouses, establishments, and consulting laboratories in which restricted devices are manufactured, processed, packed, or held, inspections relating to devices, reporting and inspection regulations issued pursuant to sections 360i and 360j(g) of this title, and the manufacture and processing of devices.
Pub. L. 94–295, § 6(d)Subsec. (e). , added subsec. (e).
Pub. L. 87–781, § 201(a)1962—Subsec. (a). , extended the inspection, where prescription drugs are manufactured, processed, packed, or held, to all things bearing on whether adulterated or misbranded drugs, or any which may not be manufactured, introduced in interstate commerce, or sold or offered for sale under any provision of this chapter, have been or are being manufactured, processed, packed, transported or held in any such place, or otherwise bearing on violation of this chapter, but excluded from such inspection, data concerning finance, sales other than shipment, pricing, personnel other than qualifications of technical and professional personnel, research other than relating to new drugs subject to reporting, provided that provisions of second sentence of this subsection shall be inapplicable to pharmacies, practitioners and other persons enumerated in pars. (1) to (4), and struck out “are held” before “after such introduction”.
Pub. L. 87–781, § 201(b)Subsec. (b). , inserted “consulting laboratory” after “warehouse”.
1953—Act , designated existing provisions as subsec. (a) and amended them by substituting provisions permitting entry and inspection upon presentation of appropriate credentials and a written notice to the owner, operator, or agent in charge for provisions which authorized entry and inspection only after making a request and obtaining permission from the owner, operator, or custodian, and inserting provisions requiring a separate written notice for each inspection but not for each entry made during the period covered by the inspection, and directing that the inspection shall be conducted within reasonable limits, in a reasonable manner and completed with reasonable promptness, and added subsecs. (b) to (d).
Statutory Notes and Related Subsidiaries
Effective Date of 2020 Amendment
Pub. L. 116–136section 3112(g) of Pub. L. 116–136section 356c of this titleAmendment by effective 180 days after , see , set out as a note under .
Effective Date of 1997 Amendment
Pub. L. 105–115section 501 of Pub. L. 105–115section 321 of this titleAmendment by sections 210(b) and 412(b) of effective 90 days after , except as otherwise provided, see , set out as a note under .
Effective Date of 1962 Amendment
Pub. L. 87–781section 203 of Pub. L. 87–781section 332 of this titleAmendment by effective , see , set out as a note under .
Construction of 2011 Amendment
Pub. L. 111–353Nothing in amendment by to be construed to apply to certain alcohol-related facilities, to alter jurisdiction and authorities established under certain other Acts, or in a manner inconsistent with international agreements to which the United States is a party, see sections 2206, 2251, and 2252 of this title.
Review of Processes and Practices; Guidance for Industry
Pub. L. 117–328, div. FF, title III, § 3612(b)136 Stat. 5871
In general .—
Guidance.—
In general .—
Timing .—
Unannounced Foreign Facility Inspections Pilot Program
Pub. L. 117–328, div. FF, title III, § 3615136 Stat. 5873
In General .—
Pilot Program Scope .—
Pilot Program Initiation .—
Report .—
Guidance
Pub. L. 117–328, div. FF, title III, § 3611(b)(2)136 Stat. 5869
In general .—
Timing .—
Pub. L. 115–52, title VII, § 702(b)131 Stat. 1055
Draft guidance .—
Final guidance .—
Inspections
Pub. L. 115–52, title VIII, § 806131 Stat. 1073
21 U.S.C. 374“Within 6 months of the date of enactment of this Act [], the Secretary of Health and Human Services shall develop and implement a protocol for expediting review of timely responses to reports of observations from an inspection under section 704 of the Federal Food, Drug, and Cosmetic Act (). Such protocol shall—
Authority of Secretary Prior to
Pub. L. 87–781, title II, § 201(d)76 Stat. 793
Executive Documents
Transfer of Functions
section 321 of this titleFor transfer of functions of Federal Security Administrator to Secretary of Health, Education, and Welfare [now Health and Human Services], and of Food and Drug Administration in the Department of Agriculture to Federal Security Agency, see notes set out under .