5 U.S.C. § 417 | Special provisions concerning the Department of Homeland Security

(a)

In General.—

(1)

Authority of secretary of homeland security over certain audits and investigations .—

section 403(a) of this titleNotwithstanding the 2d sentence and last sentence of , the Inspector General of the Department of Homeland Security shall be under the authority, direction, and control of the Secretary of Homeland Security with respect to audits or investigations, or the issuance of subpoenas, that require access to sensitive information concerning—

(A)

intelligence, counterintelligence, or counterterrorism matters;

(B)

ongoing criminal investigations or proceedings;

(C)

undercover operations;

(D)

the identity of confidential sources, including protected witnesses;

(E)

section 3056 of title 18 section 3056A of title 18 18 U.S.C. 3056 other matters the disclosure of which would, in the Secretary’s judgment, constitute a serious threat to the protection of any person or property authorized protection by , , or any provision of the Presidential Protection Assistance Act of 1976 ( note); or

(F)

other matters the disclosure of which would constitute a serious threat to national security.

(2)

Authority of secretary of homeland security to prohibit carrying out or completing audits or investigations .—

With respect to the information described in paragraph (1), the Secretary of Homeland Security may prohibit the Inspector General of the Department of Homeland Security from carrying out or completing any audit or investigation, from accessing information described in paragraph (1), or from issuing any subpoena, after such Inspector General has decided to initiate, carry out, or complete such audit or investigation, access such information, or to issue such subpoena, if the Secretary determines that such prohibition is necessary to prevent the disclosure of any information described in paragraph (1), to preserve the national security, or to prevent a significant impairment to the interests of the United States.

(3)

Notification of exercise of power .—

If the Secretary of Homeland Security exercises any power under paragraph (1) or (2), the Secretary shall notify the Inspector General of the Department of Homeland Security in writing within 7 days, stating the reasons for such exercise. Within 30 days after receipt of any such notice, the Inspector General shall transmit to the President of the Senate, the Speaker of the House of Representatives, and appropriate committees and subcommittees of Congress the following—

(A)

a copy of such notice; and

(B)

a written response to such notice that includes a statement regarding whether the Inspector General agrees or disagrees with such exercise, and the reasons for any disagreement.

(b)

Not a Limitation on Congressional Access to Information .—

The exercise of authority by the Secretary described in subsection (a)(2) should not be construed as limiting the right of Congress or any committee of Congress to access any information it seeks.

(c)

Authority of Inspector General To Initiate, Conduct, and Supervise Audits and Investigations .—

Subject to the conditions established in subsections (a) and (b), in carrying out the duties and responsibilities specified in this chapter, the Inspector General of the Department of Homeland Security may initiate, conduct, and supervise such audits and investigations in the Department of Homeland Security as the Inspector General considers appropriate.

(d)

Reports .—

section 405(e) of this title section 405(e) of this titleAny report required to be transmitted by the Secretary of Homeland Security to the appropriate committees or subcommittees of Congress under shall be transmitted, within the 7-day period specified in , to the President of the Senate, the Speaker of the House of Representatives, and appropriate committees and subcommittees of Congress.

(e)

Oversight Responsibility .—

Notwithstanding any other provision of law, in carrying out the duties and responsibilities specified in this chapter, the Inspector General of the Department of Homeland Security shall have oversight responsibility for the internal investigations performed by the Office of Internal Affairs of the United States Customs Service, the Office of Inspections of the United States Secret Service, the Bureau of Border Security, and the Bureau of Citizenship and Immigration Services. The head of each such office or bureau shall promptly report to the Inspector General the significant activities being carried out by such office or bureau.

(f)

Designated Senior Official.—

(1)

In general .—

The Inspector General of the Department of Homeland Security shall designate a senior official within the Office of Inspector General, who shall be a career member of the civil service at the equivalent to the GS–15 level or a career member of the Senior Executive Service, to perform the functions described in paragraph (2).

(2)

Functions .—

The senior official designated under paragraph (1) shall—

(A)

coordinate the activities of the Office of Inspector General with respect to investigations of abuses of civil rights or civil liberties;

(B)

receive and review complaints and information from any source alleging abuses of civil rights and civil liberties by employees or officials of the Department and employees or officials of independent contractors or grantees of the Department;

(C)

initiate investigations of alleged abuses of civil rights or civil liberties by employees or officials of the Department and employees or officials of independent contractors or grantees of the Department;

(D)

ensure that personnel within the Office of Inspector General receive sufficient training to conduct effective civil rights and civil liberties investigations;

(E)

consult with the Officer for Civil Rights and Civil Liberties regarding—

(i)

alleged abuses of civil rights or civil liberties; and

(ii)

any policy recommendations regarding civil rights and civil liberties that may be founded upon an investigation by the Office of Inspector General;

(F)

provide the Officer for Civil Rights and Civil Liberties with information regarding the outcome of investigations of alleged abuses of civil rights and civil liberties;

(G)

refer civil rights and civil liberties matters that the Inspector General decides not to investigate to the Officer for Civil Rights and Civil Liberties;

(H)

ensure that the Office of the Inspector General publicizes and provides convenient public access to information regarding—

(i)

the procedure to file complaints or comments concerning civil rights and civil liberties matters; and

(ii)

the status of corrective actions taken by the Department in response to Office of the Inspector General reports; and

(I)

inform the Officer for Civil Rights and Civil Liberties of any weaknesses, problems, and deficiencies within the Department relating to civil rights or civil liberties.

Pub. L. 117–286, § 3(b)Dec. 27, 2022136 Stat. 4244(, , .)

Amendments Not Shown in Text

Pub. L. 95–452Oct. 19, 2021Section 8I of Pub. L. 95–452 Pub. L. 117–263, div. E, title LII, § 5272(7)Dec. 23, 2022136 Stat. 3241 Pub. L. 117–286Dec. 27, 2022136 Stat. 4244 section 5(b) of Pub. L. 117–286 section 101 of this title Section 8I of Pub. L. 95–452This section was derived from section 8I of the Inspector General Act of 1978, , which was set out in the former Appendix to this title, and as it existed as of . was amended by , , , prior to being repealed and reenacted as this section by , §§ 3(b), 7, , , 4361. For applicability of those amendments to this section, see , set out in a Transitional and Savings Provisions note preceding . was amended as follows:

(1) in subsection (a)(3), in the matter preceding subparagraph (A), by striking “committees and subcommittees of Congress” and inserting “congressional committees”; and

(2) in subsection (d), by striking “committees and subcommittees of Congress” each place it appears and inserting “congressional committees”.

Pub. L. 117–263 section 401 of this titleFor definition of “appropriate congressional committees”, which would result from application of the above amendments by , see Amendments Not Shown in Text note set out under .

Historical and Revision Notes
417	5 U.S.C. App. (IGA § 8I)	Pub. L. 95–452, § 8I, as added Pub. L. 108–7, div. L, § 104(b)(3), Feb. 20, 2003, 117 Stat. 529; amended Pub. L. 108–458, title VIII, § 8304, Dec. 17, 2004, 118 Stat. 3868; Pub. L. 109–177, title VI, § 605(e)(4), Mar. 9, 2006, 120 Stat. 255; Pub. L. 114–317, § 6(5), Dec. 16, 2016, 130 Stat. 1604.

Historical and Revision Notes

417

5 U.S.C. App. (IGA § 8I)

Pub. L. 95–452, § 8I, as added Pub. L. 108–7, div. L, § 104(b)(3), Feb. 20, 2003, 117 Stat. 529; amended Pub. L. 108–458, title VIII, § 8304, Dec. 17, 2004, 118 Stat. 3868; Pub. L. 109–177, title VI, § 605(e)(4), Mar. 9, 2006, 120 Stat. 255; Pub. L. 114–317, § 6(5), Dec. 16, 2016, 130 Stat. 1604.

In subsection (b), the reference to “subsection (a)(2)” is substituted for “paragraph (2)” for clarity and to correct an error in the law.

Editorial Notes

References in Text

Pub. L. 94–524Oct. 17, 197690 Stat. 2475 section 3056 of Title 18The Presidential Protection Assistance Act of 1976, referred to in subsec. (a)(1)(E), is , , , which enacted and amended provisions set out as notes under , Crimes and Criminal Procedure. For complete classification of this Act to the Code, see Tables.

section 5332 of this titleGS–15, referred to in subsec. (f)(1), is contained in the General Schedule, which is set out under .

Statutory Notes and Related Subsidiaries

Review of Departmental Contracts Awarded Through Means Other Than Full and Open Competition

Pub. L. 113–6, div. D, title V, § 520(d)Mar. 26, 2013127 Stat. 370

127 Stat. 369ProvidedProvided furtherProvided furtherFebruary 4, 2015“In addition to the requirements established by subsections (a), (b), and (c) of this section [, 370], the Inspector General of the Department of Homeland Security shall review departmental contracts awarded through means other than a full and open competition to assess departmental compliance with applicable laws and regulations: , That the Inspector General shall review selected contracts awarded in the previous 3 fiscal years through means other than a full and open competition: , That in selecting which contracts to review, the Inspector General shall consider the cost and complexity of the goods and services to be provided under the contract, the criticality of the contract to fulfilling Department missions, past performance problems on similar contracts or by the selected vendor, complaints received about the award process or contractor performance, and such other factors as the Inspector General deems relevant: , That the Inspector General shall report the results of the reviews to the Committees on Appropriations of the Senate and the House of Representatives no later than , and every 3 years thereafter.”

, , , provided that:

Report on Data Collection

Pub. L. 110–329, div. D, title V, § 518(b)Sept. 30, 2008122 Stat. 3684

Sept. 30, 2008Provided“The Inspector General shall provide to the Committees on Appropriations of the Senate and the House of Representatives, starting six months after the date of enactment of this Act [], and quarterly thereafter, a classified report containing a review of the data collected by the National Applications Office, including a description of the collection purposes and the legal authority under which the collection activities were authorized: , That the report shall also include a listing of all data collection activities carried out on behalf of the National Applications Office by any component of the National Guard.”

, , , provided that: