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20 results 78o3
Scoped to Title 15
Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–3

15 U.S.C. § 78o–3

Registered securities associations

Chapter 2B SECURITIES EXCHANGES

Registered securities associations

Title 15 Title 15 / Section 78o–4

15 U.S.C. § 78o–4

Municipal securities

Chapter 2B SECURITIES EXCHANGES

Municipal securities

Title 15 Title 15 / Section 78o–5

15 U.S.C. § 78o–5

Government securities brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Government securities brokers and dealers

Title 15 Title 15 / Section 78o–6

15 U.S.C. § 78o–6

Securities analysts and research reports

Chapter 2B SECURITIES EXCHANGES

Securities analysts and research reports

Title 15 Title 15 / Section 78d–9

15 U.S.C. § 78d–9

Report on oversight of national securities associations

Chapter 2B SECURITIES EXCHANGES

Report on oversight of national securities associations

Title 15 Title 15 / Section 78s

15 U.S.C. § 78s

Registration, responsibilities, and oversight of self-regulatory organizations

Chapter 2B SECURITIES EXCHANGES

Registration, responsibilities, and oversight of self-regulatory organizations

Title 15 Title 15 / Section 80a–22

15 U.S.C. § 80a–22

Distribution, redemption, and repurchase of securities; regulations by securities associations

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Distribution, redemption, and repurchase of securities; regulations by securities associations

Title 15 Title 15 / Section 77r

15 U.S.C. § 77r

Exemption from State regulation of securities offerings

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Exemption from State regulation of securities offerings

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78q

15 U.S.C. § 78q

Records and reports

Chapter 2B SECURITIES EXCHANGES

Records and reports

Title 15 Title 15 / Section 78y

15 U.S.C. § 78y

Court review of orders and rules

Chapter 2B SECURITIES EXCHANGES

Court review of orders and rules

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78ee

15 U.S.C. § 78ee

Transaction fees

Chapter 2B SECURITIES EXCHANGES

Transaction fees

Title 15 Title 15 / Section 78f

15 U.S.C. § 78f

National securities exchanges

Chapter 2B SECURITIES EXCHANGES

National securities exchanges

Title 15 Title 15 / Section 78u

15 U.S.C. § 78u

Investigations and actions

Chapter 2B SECURITIES EXCHANGES

Investigations and actions

Title 15 Title 15 / Section 80a–12

15 U.S.C. § 80a–12

Functions and activities of investment companies

Chapter 2D INVESTMENT COMPANIES AND ADVISERS / Subchapter I INVESTMENT COMPANIES

Functions and activities of investment companies