Restricting Communications With Members of Congress and Inspector General Prohibited .—
Prohibition of Retaliatory Personnel Actions .—
Inspector General Investigation of Allegations of Prohibited Personnel Actions .—
Inspector General Investigation of Underlying Allegations .—
Reports on Investigations .—
Action in Case of Substantiated Violations .—
Correction of Records When Prohibited Action Taken .—
Review by Secretary of Defense .—
Regulations .—
Definitions .—
Aug. 10, 1956, ch. 1041 70A Stat. 80 Pub. L. 98–525, title XIV, § 1405(19)(A)98 Stat. 2622 Pub. L. 100–456, div. A, title VIII, § 846(a)(1)102 Stat. 2027 Pub. L. 101–225, title II, § 202103 Stat. 1910 Pub. L. 103–337, div. A, title V, § 531(a)108 Stat. 2756–2758 Pub. L. 105–261, div. A, title IX, § 933112 Stat. 2107 Pub. L. 106–398, § 1 [[div. A]114 Stat. 1654 Pub. L. 107–296, title XVII, § 1704(b)(1)116 Stat. 2314 Pub. L. 108–375, div. A, title V, § 591(a)118 Stat. 1933 Pub. L. 110–181, div. A, title X, § 1063(a)(8)122 Stat. 322 Pub. L. 112–81, div. A, title V, § 523125 Stat. 1401 Pub. L. 113–66, div. A, title XVII127 Stat. 964–966 Pub. L. 114–328, div. A, title V130 Stat. 2118–2120 Pub. L. 115–91, div. A, title X, § 1081(c)(2)(C)131 Stat. 1599 Pub. L. 116–92, div. A, title XVII, § 1731(a)(21)133 Stat. 1813 Pub. L. 117–286, § 4(b)(27)136 Stat. 4346 (, ; , (B)(i), , ; , , ; , , ; –(g)(1), , ; , , ; , title IX, § 903], , , 1654A–224; , , ; , , ; , , ; , , ; , §§ 1714, 1715, , ; , §§ 531(a)–(d), 532(a), (b), , ; , , ; , , ; , , .)
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Historical and Revision Notes |
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Revised section | Source (U.S. Code) | Source (Statutes at Large) |
1034 | 50 App.:454(a) (last par.) | June 24, 1948, ch. 625, § 4(a) (last par.); restated June 19, 1951, ch. 144, § 1(d) (last par.), 65 Stat. 78. |
The words “prevented”, “directly or indirectly”, “concerning any subject”, “or Members”, and “and safety” are omitted as surplusage. The word “unlawful” is substituted for the words “in violation of law”.
Editorial Notes
References in Text
section 5 of Pub. L. 95–452section 405 of Title 5Pub. L. 117–286136 Stat. 4212 Section 5 of the Inspector General Act of 1978, referred to in subsec. (f)(2)(B), is , which was set out in the Appendix to Title 5, Government Organization and Employees, and was repealed and restated as by , §§ 3(b), 7, , , 4361.
Amendments
Pub. L. 117–2862022—Subsec. (b)(1)(B)(ii). substituted “chapter 4 of title 5;” for “the Inspector General Act of 1978;”.
Pub. L. 116–922019—Subsec. (b)(1)(B)(ii). substituted “subsection (j)” for “subsection (i)”.
Pub. L. 115–912017—Subsec. (c)(2)(A). substituted “section 920, 920b, 920c, or 930 of this title (article 120, 120b, 120c, or 130 of the Uniform Code of Military Justice)” for “sections 920 through 920c of this title (articles 120 through 120c of the Uniform Code of Military Justice)”.
Pub. L. 114–328, § 531(a)2016—Subsec. (b)(2). , amended par. (2) generally. Prior to amendment, par. (2) read as follows: “Any action prohibited by paragraph (1) (including the threat to take any unfavorable action, the withholding or threat to withhold any favorable action, or making or threatening to make a significant change in the duties or responsibilities of a member of the armed forces not commensurate with the member’s grade) shall be considered for the purposes of this section to be a personnel action prohibited by this subsection.”
Pub. L. 114–328, § 531(b)(1)Subsec. (c)(4)(E), (F). , added subpar. (E) and redesignated former subpar. (E) as (F).
Pub. L. 114–328, § 531(b)(2)Subsec. (e)(1). , substituted “subsection (c)(4)(F)” for “subsection (c)(4)(E)”.
Pub. L. 114–328, § 531(c)Subsec. (e)(3). , amended par. (3) generally. Prior to amendment, par. (3) read as follows: “If, in the course of an investigation of an allegation under this section, the Inspector General determines that it is not possible to submit the report required by paragraph (1) within 180 days after the date of receipt of the allegation being investigated, the Inspector General shall provide to the Secretary of Defense and the Secretary of the military department concerned (or to the Secretary of Homeland Security in the case of a member of the Coast Guard when the Coast Guard is not operating as a service in the Navy) and to the member making the allegation a notice—
“(A) of that determination (including the reasons why the report may not be submitted within that time); and
“(B) of the time when the report will be submitted.”
Pub. L. 114–328, § 532(a)(1)Subsec. (f). , substituted “Substantiated Violations” for “Violations” in heading.
Pub. L. 114–328, § 532(a)(2)Subsec. (f)(1). , substituted “corrective or disciplinary action should be taken. If the Secretary concerned determines that corrective or disciplinary action should be taken, the Secretary shall take appropriate corrective or disciplinary action.” for “there is sufficient basis to conclude whether a personnel action prohibited by subsection (b) has occurred.”
Pub. L. 114–328, § 532(b)(1)Subsec. (f)(2). , substituted “the Inspector General determines” for “the Secretary concerned determines under paragraph (1)” and “the Secretary concerned shall” for “the Secretary shall” in introductory provisions.
Pub. L. 114–328, § 532(b)(2)Subsec. (f)(2)(A). , inserted before semicolon “, including referring the report to the appropriate board for the correction of military records”.
Pub. L. 114–328, § 532(b)(3)Subsec. (f)(2)(B). , added subpar. (B) and struck out former subpar. (B) which read as follows: “take any appropriate disciplinary action against the individual who committed such prohibited personnel action.”
Pub. L. 114–328, § 531(d)Subsec. (g)(2). , amended par. (2) generally. Prior to amendment, par. (2) read as follows: “In resolving an application described in paragraph (1), a correction board—
“(A) shall review the report of the Inspector General submitted under subsection (e)(1);
“(B) may request the Inspector General to gather further evidence; and
“(C) may receive oral argument, examine and cross-examine witnesses, take depositions, and, if appropriate, conduct an evidentiary hearing.”
Pub. L. 113–66, § 1714(a)(1)(A)2013—Subsec. (b)(1). , substituted “preparing or being perceived as making or preparing—” for “preparing—” in introductory provisions.
Pub. L. 113–66, § 1714(a)(1)(C)Subsec. (b)(1)(B)(v), (vi). , added cl. (v) and redesignated former cl. (v) as (vi).
Pub. L. 113–66, § 1714(a)(1)(B)Subsec. (b)(1)(C). , (C)(ii), (D), added subpar. (C).
Pub. L. 113–66, § 1714(a)(2)Subsec. (b)(2). , substituted a comma for “and” after “unfavorable action” and inserted “, or making or threatening to make a significant change in the duties or responsibilities of a member of the armed forces not commensurate with the member’s grade” after “favorable action”.
Pub. L. 113–66, § 1714(b)(1)Subsec. (c)(1). , substituted “paragraph (4)” for “paragraph (3)”.
Pub. L. 113–66, § 1715Subsec. (c)(2)(A). , substituted “rape, sexual assault, or other sexual misconduct in violation of sections 920 through 920c of this title (articles 120 through 120c of the Uniform Code of Military Justice), sexual harassment, or” for “sexual harassment or”.
Pub. L. 113–66, § 1714(b)(2)Subsec. (c)(3) to (6). –(5), added par. (3), redesignated former pars. (3) to (5) as (4) to (6), respectively, in par. (5), substituted “paragraph (4)(A)” for “paragraph (3)(A)”, “paragraph (4)(D)” for “paragraph (3)(D)”, and “one year” for “60 days”, and in par. (6), substituted “one or both of the following:” and subpars. (A) and (B) for “outside the immediate chain of command of both the member submitting the allegation and the individual or individuals alleged to have taken the retaliatory action.”
Pub. L. 113–66, § 1714(c)Subsec. (d). , substituted “subparagraph (A), (B), or (C) of subsection (c)(2)” for “subparagraph (A) or (B) of subsection (c)(2)”.
Pub. L. 113–66, § 1714(d)(1)Subsec. (e)(1). , substituted “subsection (c)(4)(E)” for “subsection (c)(3)(E)” in two places and “transmitted to such Secretaries” for “transmitted to the Secretary” and inserted “and the Secretary of the military department concerned” after “the Secretary of Defense”.
Pub. L. 113–66, § 1714(d)(2)Subsec. (e)(3). , inserted “and the Secretary of the military department concerned” after “the Secretary of Defense” in introductory provisions.
Pub. L. 113–66, § 1714(e)(2)Subsec. (f). , added subsec. (f). Former subsec. (f) redesignated (g).
Pub. L. 113–66, § 1714(e)(1)Subsec. (g). , (f), redesignated subsec. (f) as (g), and in par. (3), substituted “board holds” for “board elects to hold” in introductory provisions and “the member or former member would benefit from” for “the case is unusually complex or otherwise requires” in subpar. (A)(ii). Former subsec. (g) redesignated (h).
Pub. L. 113–66, § 1714(e)(1)Subsecs. (h) to (j). , redesignated subsecs. (g) to (i) as (h) to (j), respectively.
Pub. L. 112–812011—Subsec. (c)(2)(C). added subpar. (C).
Pub. L. 110–1812008—Subsec. (b)(2). inserted “unfavorable” before “action and the withholding”.
Pub. L. 108–3752004—Subsec. (b)(1)(B)(iv), (v). added cls. (iv) and (v) and struck out former cl. (iv) which read as follows: “any other person or organization (including any person or organization in the chain of command) designated pursuant to regulations or other established administrative procedures for such communications.”
Pub. L. 107–2962002—Subsecs. (c)(5), (e)(1), (3), (h), (i)(2)(B). substituted “of Homeland Security” for “of Transportation”.
Pub. L. 106–398, § 1 [[div. A]2000—Subsec. (c)(3)(A). , title IX, § 903(a)], inserted “, in accordance with regulations prescribed under subsection (h),” after “shall expeditiously determine”.
Pub. L. 106–398, § 1 [[div. A]Subsec. (i)(2). , title IX, § 903(b)(1)], inserted “any of” after “means” in introductory provisions.
Pub. L. 106–398, § 1 [[div. A]Subsec. (i)(2)(C) to (G). , title IX, § 903(b)(2), (3)], added subpar. (C) and struck out former subpars. (C) to (G) which read as follows:
“(C) The Inspector General of the Army, in the case of a member of the Army.
“(D) The Naval Inspector General, in the case of a member of the Navy.
“(E) The Inspector General of the Air Force, in the case of a member of the Air Force.
“(F) The Deputy Naval Inspector General for Marine Corps Matters, in the case of a member of the Marine Corps.
“(G) An officer of the armed forces assigned or detailed under regulations of the Secretary concerned to serve as an Inspector General at any command level in one of the armed forces.”
Pub. L. 105–261, § 933(f)(2)1998—Subsec. (b)(1)(B)(ii). , substituted “subsection (i)) or any other Inspector General appointed under the Inspector General Act of 1978” for “subsection (j))”.
Pub. L. 105–261, § 933(a)(1)(A)Subsec. (c)(1). , added par. (1) and struck out former par. (1) which read as follows: “If a member of the armed forces submits to the Inspector General of the Department of Defense (or the Inspector General of the Department of Transportation, in the case of a member of the Coast Guard when the Coast Guard is not operating as a service in the Navy) an allegation that a personnel action prohibited by subsection (b) has been taken (or threatened) against the member with respect to a communication described in paragraph (2), the Inspector General shall expeditiously investigate the allegation. If, in the case of an allegation submitted to the Inspector General of the Department of Defense, the Inspector General delegates the conduct of the investigation of the allegation to the inspector general of one of the armed forces, the Inspector General of the Department of Defense shall ensure that the inspector general conducting the investigation is outside the immediate chain of command of both the member submitting the allegation and the individual or individuals alleged to have taken the retaliatory action.”
Pub. L. 105–261, § 933(b)Subsec. (c)(2)(B). , substituted “Gross mismanagement” for “Mismanagement”.
Pub. L. 105–261, § 933(a)(1)(B)Subsec. (c)(3) to (5). , added pars. (3) to (5) and struck out former par. (3) which read as follows: “The Inspector General is not required to make an investigation under paragraph (1) in the case of an allegation made more than 60 days after the date on which the member becomes aware of the personnel action that is the subject of the allegation.”
Pub. L. 105–261, § 933(a)(2)Subsec. (d). , inserted “receiving the allegation” after “, the Inspector General” and “In the case of an allegation received by the Inspector General of the Department of Defense, the Inspector General may delegate that responsibility to the Inspector General of the armed force concerned.” at end.
Pub. L. 105–261, § 933(c)(1)Subsec. (e)(1). , substituted “After completion of an investigation under subsection (c) or (d) or, in the case of an investigation under subsection (c) by an Inspector General within a military department, after approval of the report of that investigation under subsection (c)(3)(E), the Inspector General conducting the investigation shall submit a report on” for “Not later than 30 days after completion of an investigation under subsection (c) or (d), the Inspector General shall submit a report on” and inserted “shall transmit a copy of the report on the results of the investigation to” before “the member of the armed forces” and “The report shall be transmitted to the Secretary, and the copy of the report shall be transmitted to the member, not later than 30 days after the completion of the investigation or, in the case of an investigation under subsection (c) by an Inspector General within a military department, after approval of the report of that investigation under subsection (c)(3)(E).” at end.
Pub. L. 105–261, § 933(c)(2)Subsec. (e)(2). , substituted “transmitted” for “submitted” and inserted at end “However, the copy need not include summaries of interviews conducted, nor any document acquired, during the course of the investigation. Such items shall be transmitted to the member, if the member requests the items, with the copy of the report or after the transmittal to the member of the copy of the report, regardless of whether the request for those items is made before or after the copy of the report is transmitted to the member.”
Pub. L. 105–261, § 933(c)(3)Subsec. (e)(3). , substituted “180 days” for “90 days”.
Pub. L. 105–261, § 933(f)(1)Subsec. (h). , redesignated subsec. (i) as (h).
Pub. L. 105–261, § 933(d), struck out heading and text of subsec. (h). Text read as follows: “After disposition of any case under this section, the Inspector General shall, whenever possible, conduct an interview with the person making the allegation to determine the views of that person on the disposition of the matter.”
Pub. L. 105–261, § 933(f)(1)Subsec. (i). , redesignated subsec. (j) as (i). Former subsec. (i) redesignated (h).
Pub. L. 105–261, § 933(f)(1)Subsec. (j). , redesignated subsec. (j) as (i).
Pub. L. 105–261, § 933(e)Subsec. (j)(2). , substituted “means the following:” for “means—” in introductory provisions, added subpars. (A) to (F), redesignated former subpar. (B) as (G) and substituted “An officer” for “an officer” in that subpar., and struck out former subpar. (A) which read as follows: “an Inspector General appointed under the Inspector General Act of 1978; and”.
Pub. L. 103–337, § 531(g)(1)1994—, substituted “Protected communications” for “Communicating with a Member of Congress or Inspector General” in section catchline.
Pub. L. 103–337, § 531(a)Subsec. (b). , inserted “(1)” before “No person may take”, substituted “or preparing—” for “or preparing a communication to a Member of Congress or an Inspector General that (under subsection (a)) may not be restricted.”, added subpars. (A) and (B), inserted “(2)” before “Any action prohibited”, and substituted “paragraph (1)” for “the preceding sentence”.
Pub. L. 103–337, § 531(b)(3)Subsec. (c). , substituted “Allegations of Prohibited Personnel Actions” for “Certain Allegations” in heading.
Pub. L. 103–337, § 531(b)(1)Subsec. (c)(1). , inserted at end “If, in the case of an allegation submitted to the Inspector General of the Department of Defense, the Inspector General delegates the conduct of the investigation of the allegation to the inspector general of one of the armed forces, the Inspector General of the Department of Defense shall ensure that the inspector general conducting the investigation is outside the immediate chain of command of both the member submitting the allegation and the individual or individuals alleged to have taken the retaliatory action.”
Pub. L. 103–337, § 531(b)(2)Subsec. (c)(2). , added par. (2) and struck out former par. (2) which read as follows: “A communication described in this paragraph is a communication to a Member of Congress or an Inspector General that (under subsection (a)) may not be restricted in which the member of the armed forces makes a complaint or discloses information that the member reasonably believes constitutes evidence of—
“(A) a violation of a law or regulation; or
“(B) mismanagement, a gross waste of funds, an abuse of authority, or a substantial and specific danger to public health or safety.”
Pub. L. 103–337, § 531(c)(2)Subsec. (c)(4). , struck out par. (4) which read as follows: “If the Inspector General has not already done so, the Inspector General shall commence a separate investigation of the information that the member believes evidences wrongdoing as described in subparagraph (A) or (B) of paragraph (2). The Inspector General is not required to make such an investigation if the information that the member believes evidences wrongdoing relates to actions which took place during combat.”
Pub. L. 103–337, § 531(d)(1)Subsec. (c)(5). , redesignated subsec. (c)(5) as subsec. (e)(1).
Pub. L. 103–337, § 531(d)(4)Subsec. (c)(6), (7). , redesignated subsec. (c)(6) and (7) as subsec. (e)(3) and (4), respectively.
Pub. L. 103–337, § 531(c)(2)Subsec. (d). , added subsec. (d). Former subsec. (d) redesignated (f).
Pub. L. 103–337, § 531(d)(1)Subsec. (e). , redesignated subsec. (c)(5) as subsec. (e) and inserted subsec. heading and par. (1) designation before “Not later than 30 days”. Former subsec. (e) redesignated (g).
Pub. L. 103–337, § 531(d)(2)section 552 of title 5Subsec. (e)(1). , substituted “subsection (c) or (d)” for “this subsection” and “the member of the armed forces who made the allegation investigated” for “the member of the armed forces concerned” and struck out at end “In the copy of the report submitted to the member, the Inspector General may exclude any information that would not otherwise be available to the member under .”
Pub. L. 103–337, § 531(d)(3)Subsec. (e)(2). , added par. (2).
Pub. L. 103–337, § 531(d)(4)Subsec. (e)(3). , (5), redesignated subsec. (c)(6) as subsec. (e)(3) and substituted “paragraph (1)” for “paragraph (5)”.
Pub. L. 103–337, § 531(d)(4)Subsec. (e)(4). , redesignated subsec. (c)(7) as subsec. (e)(4).
Pub. L. 103–337, § 531(c)(1)Subsec. (f). , (f)(1), redesignated subsec. (d) as (f) and substituted “subsection (e)(1)” for “subsection (c)(5)” in pars. (2)(A), (3)(A)(i) and (B). Former subsec. (f) redesignated (h).
Pub. L. 103–337, § 531(c)(1)Subsec. (g). , (f)(2), redesignated subsec. (e) as (g) and substituted “subsection (f)” for “subsection (d)”. Former subsec. (g) redesignated (i).
Pub. L. 103–337, § 531(c)(1)Subsecs. (h), (i). , redesignated subsecs. (f) and (g) as (h) and (i), respectively. Former subsec. (h) redesignated (j).
Pub. L. 103–337, § 531(c)(1)Subsec. (j). , (e), redesignated subsec. (h) as (j) and added par. (3).
Pub. L. 101–225, § 202(1)1989—Subsec. (c)(1). , inserted “when the Coast Guard is not operating as a service in the Navy” after “Coast Guard”.
Pub. L. 101–225, § 202(2)Subsec. (c)(5). , inserted “(or to the Secretary of Transportation in the case of a member of the Coast Guard when the Coast Guard is not operating as a service in the Navy)” after “Secretary of Defense”.
Pub. L. 101–225, § 202(3)Subsec. (c)(6). , inserted “(or to the Secretary of Transportation in the case of a member of the Coast Guard when the Coast Guard is not operating as a service in the Navy)” after “Secretary of Defense”.
Pub. L. 101–225, § 202(4)Subsec. (e). , inserted “(except for a member or former member of the Coast Guard when the Coast Guard is not operating as a service in the Navy)” after “armed forces”.
Pub. L. 100–4561988— substituted “Communicating with a Member of Congress or Inspector General; prohibition of retaliatory personnel actions” for “Communicating with a Member of Congress” in section catchline, and amended text generally. Prior to amendment, text read as follows: “No person may restrict any member of an armed force in communicating with a Member of Congress, unless the communication is unlawful or violates a regulation necessary to the security of the United States.”
Pub. L. 98–5251984— substituted “Member” for “member” in section catchline and text.
Statutory Notes and Related Subsidiaries
Effective Date of 2017 Amendment
Pub. L. 115–91Pub. L. 114–32810 U.S.C. 801section 1081(c)(4) of Pub. L. 115–91section 801 of this titleAmendment by effective immediately after the amendments made by div. E (§§ 5001–5542) of take effect as provided for in section 5542 of that Act ( note), see , set out as a note under .
Effective Date of 2016 Amendment
Pub. L. 114–328, div. A, title V, § 532(c)130 Stat. 2121
Effective Date of 2004 Amendment
Pub. L. 108–375, div. A, title V, § 591(b)118 Stat. 1933
Effective Date of 2002 Amendment
Pub. L. 107–296section 1704(g) of Pub. L. 107–296section 101 of this titleAmendment by effective on the date of transfer of the Coast Guard to the Department of Homeland Security, see , set out as a note under .
Effective Date of 1988 Amendment
Pub. L. 100–456, div. A, title VIII, § 846(d)102 Stat. 2030
Regulations
Pub. L. 103–337, div. A, title V, § 531(h)108 Stat. 2758
Deadline for Regulations .—
Content of Regulations .—
Pub. L. 100–456, div. A, title VIII, § 846(b)102 Stat. 2030
Uniform Standards for Inspector General Investigations of Prohibited Personnel Actions and Other Matters
Pub. L. 114–328, div. A, title V, § 531(e)130 Stat. 2120
In general .—
Use .—
Notice to Congress of Certain Department of Defense Nondisclosure Agreements
Pub. L. 112–239, div. A, title X, § 1054126 Stat. 1937
Notice Required .—
Timing of Notification.—
Requests or requirements before date of enactment .—
Requests or requirements after date of enactment .—
Whistleblower Protections for Members of Armed Forces
Pub. L. 102–190, div. A, title VIII, § 843105 Stat. 1449
Regulations Required .—
Violations by Persons Subject to the UCMJ .—
Deadline .—
Report on Activities of Inspector General
Pub. L. 100–456, div. A, title VIII, § 846(c)102 Stat. 2030 , , , directed Inspector General of Department of Defense (and Inspector General of Department of Transportation with respect to Coast Guard) to submit, not later than , a report to Congress on activities of Inspector General under this section, with that report to include, in the case of each case handled by Inspector General under this section, a description of (A) nature of allegation described in subsec. (c) of this section; (B) evaluation and recommendation of Inspector General with respect to allegation; (C) any action of appropriate board for correction of military records with respect to allegation; (D) if allegation was determined to be meritorious, any corrective action taken; and (E) views of member or former member of armed forces making allegation (determined on basis of interview under subsec. (f) of this section) on disposition of case.