In General.—
Submission of plans, specifications, and estimates .—
Project agreement .—
Contractual obligation .—
Guidance .—
Project Agreement.—
Provision of state funds .—
Representations of state .—
Assumption by States of Responsibilities of the Secretary.—
NHS projects .—
Non-nhs projects .—
Agreement .—
Limitation on interstate projects.—
In general .—
High risk categories .—
Responsibilities of the Secretary .—
Value Engineering Analysis.—
Definition of value engineering analysis.—
In general .—
Inclusions .—
Analysis .—
Major projects .—
Requirements .—
Value engineering program .—
Bridge projects .—
Design-build projects .—
Life-Cycle Cost Analysis.—
Use of life-cycle cost analysis .—
Life-cycle cost analysis defined .—
Oversight Program.—
Establishment.—
In general .—
Minimum requirement .—
Financial integrity.—
Financial management systems .—
Project costs .—
Project delivery.—
In general .—
Frequency.—
In general .—
Consultation with state .—
Cause .—
Responsibility of the states.—
In general .—
Periodic review .—
Specific oversight responsibilities.—
Effect of section .—
Appalachian development highways .—
Major Projects.—
In general .—
Project management plan .—
Financial plan .—
Other Projects .—
Use of Advanced Modeling Technologies.—
Definition of advanced modeling technology .—
Program .—
Activities .—
Comprehensive plan .—
Pub. L. 85–76772 Stat. 892Pub. L. 88–157, § 7(a)77 Stat. 278Pub. L. 91–605, title I84 Stat. 1717Pub. L. 94–280, title I, § 11490 Stat. 436Pub. L. 100–17, title I, § 133(b)(4)101 Stat. 171Pub. L. 102–240, title I105 Stat. 1945Pub. L. 104–59, title III, § 303109 Stat. 578Pub. L. 105–178, title I, § 1305(a)112 Stat. 227–229Pub. L. 109–59, title I, § 1904(a)119 Stat. 1465Pub. L. 112–141, div. A, title I, § 1503(a)126 Stat. 561Pub. L. 114–94, div. A, title II, § 2002(b)129 Stat. 1446Pub. L. 117–58, div. A, title I135 Stat. 534(, , ; , , ; , §§ 106(e), 142, , , 1737; , , ; , , ; , §§ 1016(b), 1018(a), , , 1948; , , ; –(c), , ; , , ; , , ; , , ; , §§ 11307(f), 11508(d)(1), , , 587.)
Editorial Notes
References in Text
section 501 of Title 31Executive Order No. 12893, referred to in subsec. (f)(1), is set out as a note under , Money and Finance.
Amendments
Pub. L. 117–58, § 11307(f)2021—Subsec. (g)(3). , designated existing provisions as subpar. (A) and inserted heading, struck out “annual” before “reviews”, and added subpar. (B).
Pub. L. 117–58, § 11508(d)(1)Subsec. (h)(3)(D), (E). , added subpar. (D) and redesignated former subpar. (D) as (E).
Pub. L. 114–942015—Subsec. (b)(1). inserted “(including payments made pursuant to a long-term concession agreement, such as availability payments)” after “construction of the project”.
Pub. L. 112–141, § 1503(a)(1)2012—Subsec. (a)(2). , inserted “recipient” before “formalizing”.
Pub. L. 112–141, § 1503(a)(2)(A)(ii)Subsec. (c)(1). , (iii), substituted “, including projects on the Interstate System” for “but not on the Interstate System” and “with respect to the projects unless the Secretary determines that the assumption is not appropriate.” for “of projects unless the State or the Secretary determines that such assumption is not appropriate.”
Pub. L. 112–141, § 1503(a)(2)(A)(i)Non-interstatenhs, struck out “” before “” in heading. Resulting initial word was editorially changed to “NHS” to conform to style of paragraph headings.
Pub. L. 112–141, § 1503(a)(2)(B)Subsec. (c)(4). , added par. (4) and struck out former par. (4). Prior to amendment, text read as follows: “The Secretary may not assume any greater responsibility than the Secretary is permitted under this title on , except upon agreement by the Secretary and the State.”
Pub. L. 112–141, § 1503(a)(3)(A)(i)Subsec. (e)(1)(A). , substituted “planning” for “concept” and “multidisciplinary” for “multidisciplined” in introductory provisions.
Pub. L. 112–141, § 1503(a)(3)(A)(ii)Subsec. (e)(1)(A)(i). , added cl. (i) and struck out former cl. (i) which read as follows: “providing the needed functions safely, reliably, and at the lowest overall cost;”.
Pub. L. 112–141, § 1503(a)(3)(B)(i)Subsec. (e)(2). , struck out “or other cost-reduction analysis” after “engineering analysis” in introductory provisions.
Pub. L. 112–141, § 1503(a)(3)(B)(ii)Subsec. (e)(2)(A). , substituted “National Highway System receiving Federal assistance” for “Federal-aid system” and “$50,000,000” for “$25,000,000”.
Pub. L. 112–141, § 1503(a)(3)(B)(iii)Subsec. (e)(2)(B). , inserted “on the National Highway System receiving Federal assistance” after “a bridge project” and substituted “$40,000,000” for “$20,000,000”.
Pub. L. 112–141, § 1503(a)(3)(C)Subsec. (e)(4), (5). , added pars. (4) and (5) and struck out former par. (4). Prior to amendment, text read as follows: “Analyses described in paragraph (1) for a bridge project shall—
“(A) include bridge substructure requirements based on construction material; and
“(B) be evaluated—
“(i) on engineering and economic bases, taking into consideration acceptable designs for bridges; and
“(ii) using an analysis of life-cycle costs and duration of project construction.”
Pub. L. 112–141, § 1503(a)(4)(A)Subsec. (h)(1)(B). , inserted “, including a phasing plan when applicable” after “financial plan”.
Pub. L. 112–141, § 1503(a)(4)(B)Subsec. (h)(3). , added par. (3) and struck out former par. (3). Prior to amendment, text read as follows: “A financial plan shall—
“(A) be based on detailed estimates of the cost to complete the project; and
“(B) provide for the annual submission of updates to the Secretary that are based on reasonable assumptions, as determined by the Secretary, of future increases in the cost to complete the project.”
Pub. L. 112–141, § 1503(a)(5)Subsec. (j). , added subsec. (j).
Pub. L. 109–59, § 1904(a)(1)2005—Subsec. (e). , added subsec. (e) and struck out heading and text of former subsec. (e). Text read as follows: “For such projects as the Secretary determines advisable, plans, specifications, and estimates for proposed projects on any Federal-aid highway shall be accompanied by a value engineering analysis or other cost reduction analysis.”
Pub. L. 109–59, § 1904(a)(2)Subsecs. (g) to (i). , added subsecs. (g) to (i) and struck out former subsecs. (g) and (h) which related to establishment of a value engineering analysis program for projects with an estimated total cost of $25,000,000 or more and requirement that recipient of assistance for a project with an estimated total cost of $1,000,000,000 or more submit an annual financial plan for the project.
Pub. L. 105–178, § 1305(a)(1)1998—, substituted “Project approval and oversight” for “Plans, specifications, and estimates” in section catchline.
Pub. L. 105–178, § 1305(a)(3)Subsecs. (a) to (d). , added subsecs. (a) to (d) and struck out former subsecs. (a) to (d) which related to requirement for State highway departments to submit to Secretary for approval plans, specifications, and estimates for each proposed highway project, special rules relating to resurfacing, restoring, and rehabilitating projects on National Highway System, to low-cost National Highway System projects, and to non-National Highway System projects, limitation on estimates for construction engineering, and provisions relating to value engineering or other cost reduction analysis.
Pub. L. 105–178, § 1305(a)(3)Subsec. (e). , added subsec. (e). Former subsec. (e) redesignated (f).
Pub. L. 105–178, § 1305(c)Subsec. (f). , added subsec. (f) and struck out former subsec. (f) which read as follows:
Life-Cycle Cost Analysis.—“(f)
Establishment“(1) .—The Secretary shall establish a program to require States to conduct an analysis of the life-cycle costs of each usable project segment on the National Highway System with a cost of $25,000,000 or more.
Analysis of the life-cycle costs defined“(2) .—In this subsection, the term ‘analysis of the life-cycle costs’ means a process for evaluating the total economic worth of a usable project segment by analyzing initial costs and discounted future costs, such as maintenance, reconstruction, rehabilitation, restoring, and resurfacing costs, over the life of the project segment.”
Pub. L. 105–178, § 1305(a)(2), redesignated subsec. (e) as (f). Former subsec. (f) redesignated (g).
Pub. L. 105–178, § 1305(a)(2)Subsec. (g). , redesignated subsec. (f) as (g).
Pub. L. 105–178, § 1305(b)Subsec. (h). , added subsec. (h).
Pub. L. 104–591995—Subsecs. (e), (f). added subsecs. (e) and (f).
Pub. L. 102–240, § 1016(b)(1)1991—Subsec. (a). , inserted “this section and” before “section 117”.
Pub. L. 102–240, § 1016(b)(2)Subsec. (b). , added subsec. (b) and struck out former subsec. (b) which read as follows: “In addition to the approval required under subsection (a) of this section, proposed specifications for projects for construction on (1) the Federal-aid secondary system, except in States where all public roads and highways are under the control and supervision of the State highway department, and (2) the Federal-aid urban system, shall be determined by the State highway department and the appropriate local road officials in cooperation with each other.”
Pub. L. 102–240, § 1018(a)Subsec. (c). , amended subsec. (c) generally. Prior to amendment, subsec. (c) read as follows: “Items included in any such estimate for construction engineering shall not exceed 15 percent of the total estimated cost of a project financed with Federal-aid highway funds, after excluding from such total estimate cost, the estimated costs of rights-of-way, preliminary engineering, and construction engineering.”
Pub. L. 100–171987—Subsec. (c). substituted “15 percent” for “10 per centum” and struck out at end “However, this limitation shall be 15 per centum in any State with respect to which the Secretary finds such higher limitation to be necessary.”
Pub. L. 94–2801976—Subsec. (c). substituted “Federal-aid highway funds” for “Federal-aid primary, secondary, or urban funds” and “such total estimate cost” for “such total estimated cost” and struck out 10 per centum limitation for any project financed with interstate funds.
Pub. L. 91–605, § 106(e)1970—Subsec. (b). , inserted reference to the Federal-aid urban system.
Pub. L. 91–605, § 142Subsec. (d). , added subsec. (d).
Pub. L. 88–1571963—Subsec. (c). substituted “a project financed with Federal-aid primary, secondary, or urban funds” for “the project” and provided for limitation, on items included in estimates for construction engineering on projects financed with Federal-aid primary, secondary, or urban funds, of 15 percent of total estimated cost of the project where found by the Secretary to be necessary and for 10-percent limitation on projects financed with interstate funds.
Statutory Notes and Related Subsidiaries
Effective Date of 2021 Amendment
Pub. L. 117–58section 10003 of Pub. L. 117–58section 101 of this titleAmendment by effective , except as otherwise provided, see , set out as a note under .
section 11508(d)(1) of Pub. L. 117–58section 11508(e) of Pub. L. 117–58Amendment by only applicable to a public-private partnership agreement entered into on or after , see , set out in a Requirements for Transportation Projects Carried Out Through Public-Private Partnerships note below.
Effective Date of 2015 Amendment
Pub. L. 114–94section 1003 of Pub. L. 114–94section 5313 of Title 5Amendment by effective , see , set out as a note under , Government Organization and Employees.
Effective Date of 2012 Amendment
Pub. L. 112–141section 3(a) of Pub. L. 112–141section 101 of this titleAmendment by effective , see , set out as an Effective and Termination Dates of 2012 Amendment note under .
Effective Date of 1991 Amendment
Pub. L. 102–240section 1100 of Pub. L. 102–240section 104 of this titleAmendment by effective , and applicable to funds authorized to be appropriated or made available after , and, with certain exceptions, not applicable to funds appropriated or made available on or before , see , set out as a note under .
Improved Federal-State Stewardship and Oversight Agreements
Pub. L. 117–58, div. A, title I, § 11307(a)135 Stat. 532–534
Definition of Template .—
Request for Comment.—
In general .—
Comment period .—
Certain issues .—
Notice of Action; Updates.—
In general .—
Approval requirements .—
Implementation.—
In general .—
Updates .—
Inclusion of Non-standard Terms .—
Compliance With Non-statutory Terms.—
In general .—
Approval authority .—
Requirements for Transportation Projects Carried Out Through Public-Private Partnerships
Pub. L. 117–58, div. A, title I, § 11508135 Stat. 587
Definitions .—
Project .—
Public-private partnership .—
Requirements for Projects Carried Out Through Public-private Partnerships .—
Notification .—
Value for Money Analysis.—
Project approval and oversight .—
[Amended this section.]
Surface transportation block grant program .—
section 133 of this title[Amended .]
TIFIA .—
section 602 of this title[Amended .]
Applicability .—
Assumption of Authorities
Pub. L. 114–94, div. A, title I, § 1316129 Stat. 1403
In General .—
Submission of Recommendations .—
Consolidation of Grants
Pub. L. 112–141, div. A, title I, § 1527126 Stat. 581
Definitions .—
Consolidation.—
In general .—
New starts .—
Review.—
In general .—
Notification.—
In general .—
Denial .—
Duties.—
In general .—
Administration.—
In general .—
Option.—
In general .—
Secretarial duties .—
Cooperation.—
In general .—
Purposes .—
Applicability .—
Study of Value Engineering
Pub. L. 102–240, title I, § 1091105 Stat. 2024, , , required the Secretary to study the effectiveness and benefits of value engineering review programs applied to Federal-aid highway projects and to report to Congress, no later than 1 year after , on the results of the study, including recommendations on how value engineering could be utilized and improved in Federal-aid highway projects.
Modification of Project Agreements To Effectuate Requirement of Four-Lanes of Traffic
Pub. L. 89–574, § 5(b)80 Stat. 767Pub. L. 97–449, § 2(a)96 Stat. 2439section 106 of this titlesection 109(b) of this title, , , as amended by , , , authorized Secretary to modify project agreements entered into prior to , pursuant to for purpose of effectuating amendment made by this section (amending to add a requirement of four lanes of traffic) with respect to as much of National System of Interstate and Defense Highways [now Dwight D. Eisenhower System of Interstate and Defense Highways] as may be possible.