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20 results 78q1
Scoped to Title 15
Title 15 Title 15 / Section 78q

15 U.S.C. § 78q

Records and reports

Chapter 2B SECURITIES EXCHANGES

Records and reports

Title 15 Title 15 / Section 78q–1

15 U.S.C. § 78q–1

National system for clearance and settlement of securities transactions

Chapter 2B SECURITIES EXCHANGES

National system for clearance and settlement of securities transactions

Title 15 Title 15 / Section 78u–2

15 U.S.C. § 78u–2

Civil remedies in administrative proceedings

Chapter 2B SECURITIES EXCHANGES

Civil remedies in administrative proceedings

Title 15 Title 15 / Section 78s

15 U.S.C. § 78s

Registration, responsibilities, and oversight of self-regulatory organizations

Chapter 2B SECURITIES EXCHANGES

Registration, responsibilities, and oversight of self-regulatory organizations

Title 15 Title 15 / Section 78c

15 U.S.C. § 78c

Definitions and application

Chapter 2B SECURITIES EXCHANGES

Definitions and application

Title 15 Title 15 / Section 78c–3

15 U.S.C. § 78c–3

Clearing for security-based swaps

Chapter 2B SECURITIES EXCHANGES

Clearing for security-based swaps

Title 15 Title 15 / Section 78y

15 U.S.C. § 78y

Court review of orders and rules

Chapter 2B SECURITIES EXCHANGES

Court review of orders and rules

Title 15 Title 15 / Section 78mm

15 U.S.C. § 78mm

General exemptive authority

Chapter 2B SECURITIES EXCHANGES

General exemptive authority

Title 15 Title 15 / Section 8341

15 U.S.C. § 8341

Authority to further define terms

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Authority to further define terms

Title 15 Title 15 / Section 8342

15 U.S.C. § 8342

Savings clause

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Savings clause

Title 15 Title 15 / Section 8344

15 U.S.C. § 8344

Other authority

Chapter 109 WALL STREET TRANSPARENCY AND ACCOUNTABILITY / Subchapter II REGULATION OF SECURITY-BASED SWAP MARKETS

Other authority

Title 15 Title 15 / Section 78a

15 U.S.C. § 78a

Short title

Chapter 2B SECURITIES EXCHANGES

Short title

Title 15 Title 15 / Section 78b

15 U.S.C. § 78b

Necessity for regulation

Chapter 2B SECURITIES EXCHANGES

Necessity for regulation

Title 15 Title 15 / Section 78l

15 U.S.C. § 78l

Registration requirements for securities

Chapter 2B SECURITIES EXCHANGES

Registration requirements for securities

Title 15 Title 15 / Section 78o

15 U.S.C. § 78o

Registration and regulation of brokers and dealers

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of brokers and dealers

Title 15 Title 15 / Section 78o–10

15 U.S.C. § 78o–10

Registration and regulation of security-based swap dealers and major security-based swap participants

Chapter 2B SECURITIES EXCHANGES

Registration and regulation of security-based swap dealers and major security-based swap participants

Title 15 Title 15 / Section 77g

15 U.S.C. § 77g

Information required in registration statement

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Information required in registration statement

Title 15 Title 15 / Section 77b

15 U.S.C. § 77b

Definitions; promotion of efficiency, competition, and capital formation

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Definitions; promotion of efficiency, competition, and capital formation

Title 15 Title 15 / Section 77c

15 U.S.C. § 77c

Classes of securities under this subchapter

Chapter 2A SECURITIES AND TRUST INDENTURES / Subchapter I DOMESTIC SECURITIES

Classes of securities under this subchapter

Title 15 Title 15 / Section 8301

15 U.S.C. § 8301

Definitions

Subchapter I REGULATION OF OVER-THE-COUNTER SWAPS MARKETS / Part A Regulatory Authority

Definitions